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FCA

FCA_regulator

FCA banned four former directors of an online consumer credit broker

26/07/2018(0)
The Financial Conduct Authority (FCA) has banned David James Carter Mullins, Edward John Booth, Christopher Paul Brotherton and Mark Robert Kennedy, the former directors and shareholders of Secure My ... Read More
FCA_regulator

FCA proposes actions to improve competition in the investment platform market

18/07/2018(0)
Competition is working well for most consumers using investment platforms, according to interim findings of the Financial Conduct Authority’s market study into investment platforms, published. However, the FCA’s interim ... Read More
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FCA reveals urban-rural differences in how consumers experience financial services

22/06/2018(0)
The Financial Conduct Authority (FCA) has published the latest analysis from its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK ... Read More
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UK regulator fined a Bank for anti-money laundering systems failings

07/06/2018(0)
The UK regulator Financial Conduct Authority (FCA), has issued an announcement to inform that has fined Canara Bank £896,100 and has imposed a restriction, preventing it from accepting deposits ... Read More
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Beware: FCA reports several online trading brokers unauthorised in UK

23/05/2018(2)
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in UK, has issued several warnings to inform public and investors for firms that ... Read More
FCA_regulator

FCA UK publishes discussion paper on transforming culture in financial services

21/03/2018(0)
The Financial Conduct Authority (FCA) has published a discussion paper on transforming culture in financial services which presents views from academics and industry thought leaders. The paper is intended ... Read More
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UK Regulator released the names of unauthorised binary options providers

15/01/2018(1)
The Financial Conduct Authority (FCA) has published a list of 94 firms without FCA authorisation that it understands to be offering binary options trading to UK consumers. Since January ... Read More
FCA_regulator

FCA UK released the appointment of new Chair

08/01/2018(0)
HM Treasury announced the appointment of Charles Randell CBE as the new Chair of the Financial Conduct Authority (FCA). Charles is currently an external member of the Prudential Regulation ... Read More
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FCA released a statement on transitional arrangements for trading venues under MiFIR Article 54(2)

04/01/2018(0)
Under Article 54(2) of the Markets in Financial Instruments Regulation (“MiFIR”), an EU Central Counterparty (CCP) or trading venue may apply to its Competent Authority for a transitional arrangement ... Read More
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Defendants sentenced in FCA prosecution of £1.4 million investment scheme

21/12/2017(0)
Samrat Bhandari, Dr Muhammad Aleem Mirza, Michael Moore and Paul Moore, each of whom played a role in the operation of an investment scheme which led to investors losing ... Read More
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