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FCA

FCA_regulator

FCA warning

20/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that Axis Capital Limited is not permitted to provide financial services or products. ... Read More
FCA_regulator

FCA fined Besso Limited

19/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has fined Besso Limited £315,000 for a failure to take reasonable care to establish and maintain effective systems and controls ... Read More
onestopbrokers-Regulators

FCA and Bank of England agree Memorandum

18/03/2014(0)
The Financial Conduct Authority (FCA) and the Bank of England, including the Prudential Regulation Authority (PRA), have agreed a Memorandum of Understanding (MoU) that sets out how they co-operate ... Read More
FCA_regulator

FCA warning for unauthorised firm

18/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Riggs Bank Europe Limited” is not permitted to provide financial services or ... Read More
FCA_regulator

FCA warning for clone firm

17/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Berenberg Private Banking” is a clone firm of the FCA authorised firm ... Read More
FCA_regulator

FCA warning for a clone firm

13/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that BlackRock Fund Managers Limited, www.blackrock.co.uk (clone firm is using Authorised Firm’s website) is ... Read More
FCA_regulator

Warning from FCA of a clone firm (FA International)

12/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that FA International (www.fa-international.com) is a clone firm and is not permitted to ... Read More
FCA_regulator

FCA: on SME Banking Market Study

11/03/2014(0)
The FCA has announced that it has been working closely with the Office of Fair Trading (OFT) on the SME banking market study. The OFT has issued a market ... Read More
FCA_regulator

Warning was given to TL Mallen, LLC

10/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that TL Mallen, LLC (http:// www.tlmallen.com) is not permitted to provide financial ... Read More
Broker Cyprus TopFX