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Financial advisors

FCA_regulator

FCA UK bans and fines financial advisors

13/10/2017(0)
The Financial Conduct Authority (FCA) has banned Mrs Colette Chiesa and Mr John Chiesa from working in financial services for integrity failings. Additionally, Mrs Chiesa has been fined £50,000 ... Read More
Stock Market

Where investors are looking for opportunities right now?

06/03/2017(0)
Stock market investors have plenty to cheer about, with the Trump rally adding to the big gains of the Obama years, but it’s also natural to worry that U.S. ... Read More
Securities Exchange Commission

Two investment firms charged with compliance failures

09/09/2016(0)
The Securities and Exchange Commission announced that two investment advisory firms are settling charges related to compliance failures within their wrap fee programs. SEC investigations found that St. Petersburg, Fla.-based ... Read More
citigroup

Citi Launches Wealth Institute for Top Advisors

10/11/2015(0)
Citigroup‘s top financial advisors are headed back to school. The global banking giant has formed an institute in partnership with The Wharton School of the University of Pennsylvania that ... Read More
Broker Cyprus TopFX