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Financial Markets Authority (FMA)

fma

FMA commentary on ICOs and cryptocurrencies

25/10/2017(0)
The Financial Markets Authority (FMA),  a regulatory authority for the capital markets and financial services in New Zealand, has published commentary on initial coin offers (ICOs) and cryptocurrency services ... Read More
fma

Be wary of investment offers from outside the regulatory patch

12/04/2016(0)
After receiving more than 2,000 complaints since July 2014, the Financial Markets Authority (FMA) is warning investors to step inside the regulatory tent for their own protection. Financial products ... Read More
fma

The FMA publishes first annual report under the new regulatory regime

02/10/2015(0)
The Financial Markets Authority (FMA) 2015 annual report marks a turning point for the FMA and for New Zealand’s financial markets. This is the first report published under the ... Read More
fma

SPG and SPGI director pleads guilty to FMA charges

30/09/2015(0)
Former company director and financial adviser, Andrew Hrothgar Robinson, has today pleaded guilty to charges brought by the Financial Markets Authority (FMA), relating to his involvement as director of ... Read More
fma

FMA releases enforcement and investigations report 2015

28/08/2015(0)
The Financial Markets Authority (FMA) published its enforcement and investigations report for the year ending 30 June 2015. The report shows the FMA’s enforcement and investigations activities closely reflect the ... Read More
fma

Stop Order issued from FMA agains an investment company

27/07/2015(0)
The Financial Markets Authority (FMA) has issued a Stop Order against Green Gardens Finance Trust Limited (GGFT) and warns the public to be wary of doing business or depositing ... Read More
fma

FMA settlement with Hanover defendants provides $18 million compensation for investors

06/07/2015(0)
The Financial Markets Authority (FMA) has reached a settlement of its civil proceedings against the former directors of Hanover Finance Ltd (HFL), Hanover Capital Ltd (HCL), United Finance Ltd ... Read More
fma

Milford Asset Management to pay $1.5 million following FMA investigation

18/06/2015(0)
The Financial Markets Authority (FMA) has completed its investigation into certain trading activity between December 2013 and August 2014 by a trader employed by Milford Asset Management Limited (Milford). ... Read More
fma

FMA issues warning on continuous disclosure obligations and secures $500,000 compensation payment from Pacific Edge Limited

25/05/2015(0)
The Financial Markets Authority (FMA) has concluded its investigation into Pacific Edge Limited regarding potential breaches of its continuous disclosure obligations. The FMA has concluded that it is likely ... Read More
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