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Financial Markets Authority

fma

FMA files civil proceedings against trustee

20/08/2014(0)
The Financial Markets Authority (FMA) has filed civil proceedings against Prince and Partners Trustee Company Limited (Prince). Prince was the trustee for finance company Viaduct Capital Limited (Viaduct). Viaduct ... Read More
fma

FMA fined trader with $130,000

07/08/2014(0)
The Financial Markets Authority (FMA) announced that trader Brian Peter Henry was fined by the regulator with the amount of $130,000 after he admitted the allegations he was charged. Brian ... Read More
fma

FMA issues New Zealand’s first licence for peer-to-peer lending services

08/07/2014(0)
The Financial Markets Authority (FMA) has issued its first peer-to-peer lending service licence. Auckland-based Harmoney is the first provider of this new financial service, under the provisions of the ... Read More
fma

Consequences for failing to comply with financial statement filing obligations

03/07/2014(0)
The Financial Markets Authority (FMA) has filed charges against the directors of eight companies that raise funds from the public, for breaches of the Financial Reporting Act (FRA). “Filing ... Read More
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