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Financial regulators

onestopbrokers-Regulators

Financial regulators from around the world warn for unauthorised financial services companies

24/05/2016(0)
The Financial Conduct Authority (FCA) of UK, the Securities and Futures Commission (SFC) of Hong Kong, the Jersey Financial Services Commission (FSC), the Financial Services Authority (MFSA) of Malta and the ... Read More
ASIC_regulator

Fintech regulation has been a key agenda item at recent meetings of peak financial regulators

11/04/2016(0)
The Australian Securities and Investments Commission is talking to the Monetary Authority of Singapore about an agreement to ensure that regulation does not hinder the progress of fintech start-ups looking ... Read More
ASIC_regulator

British and Australian financial regulators sign agreement to support innovative businesses

23/03/2016(0)
Under a new world-first agreement, innovative fintech companies in Australia and the United Kingdom will have more support from financial regulators as they attempt to enter the others’ market. ... Read More
onestopbrokers-Regulators

Financial Regulators warn for unauthorised Forex and Binary firms

25/01/2016(0)
The Ontario Securities Commission (OSC) and the British Columbia Securities Commission (BCSC) have issued warnings to inform investors and public for unregistered firms trading in Forex and Binary. Specific, ... Read More
FCA_regulator

New Bank Start-up Unit launched by the financial regulators

22/01/2016(0)
The Prudential Regulation Authority (PRA) and FCA have launched the New Bank Start-up Unit. The Unit is a joint initiative from the UK’s financial regulators giving information and support ... Read More
onestopbrokers-Regulators

Financial Regulators of UK, Luxembourg and Australia issued warnings for unauthorised financial services firms

22/12/2015(0)
The Financial Conduct Authority of UK, the Commission de Surveillance du Secteur Financier (CSSF) of Luxembourg and the Australian Securities and Investments Commission, issued warnings to inform investors and ... Read More
onestopbrokers-Regulators

BaFin and the SEC: An international comparison of supervisory practice

03/11/2015(0)
The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) is often compared to the U.S. Securities and Exchange Commission (SEC) in the media and by the public. The ... Read More
Isle of Man flag

Isle Of Man To Unify Financial Regulators

27/10/2015(0)
The Isle of Man Financial Services Authority will come into being on November 1, when three of the island’s regulators will merge. The FSA will take over the roles ... Read More
onestopbrokers-Regulators

Financial Regulators warnings on unauthorised companies providing investment services

18/06/2015(0)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert that: Akasaka Acquisition Group Addresses: 4th Floor, Kiocho Building, 3-12 Kioi-Cho, Chiyoda-Ku, Tokyo, 1020096 32nd FL., Ana ... Read More
fma

Receivers and managers appointed to Arena Capital / BlackfortFX

28/05/2015(0)
The High Court in Christchurch has granted the Financial Markets Authority’s (FMA) application for Grant Graham and Neale Jackson of KordaMentha to be appointed as receivers and managers of ... Read More
Broker Cyprus TopFX