Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

financial services firm

FCA_regulator

FCA warns for a firm providing financial services in UK without authorisation

14/09/2016(0)
The Financial Conduct Authority (FCA) has issued a warning to inform that the Authority believes that the below firm has been providing financial services or products in the UK ... Read More
CySEC

CySec informs that the CIF license of a Cyprus Investment Firm continuous to be suspended

09/03/2016(1)
The Cyprus Securities and Exchange Commission (CySec) has issued today a press release to inform regarding its decision for the Continuance of Suspension of CIF licence. According to CySec, ... Read More
CySEC

CySec suspended the license of a Cyprus Investment Firm

07/03/2016(0)
The Cyprus Securities and Exchange Commission (CySec), has announced that: The authorisation of the Cyprus Investment Firm ‘Pegase Capital Ltd’, number 225/14, is suspended, pursuant to section 26(2) of ... Read More
Monex Group

Monex Group published Monthly Consolidated Financial Results (IFRS)

24/02/2016(0)
Monex Group has issued a report to inform regarding its monthly business metrics of Monex Group, Inc. for Janurary 2016. Monex published the below Metrics:   Monex Group informs ... Read More
CySEC

CySec announced the suspension of license of a Cyprus Investment Firm

15/02/2016(0)
The Cyprus Securities and Exchange Commission (CySec), has announced that: The authorisation of the Cyprus Investment Firm ‘Trademarker (Cyprus) Ltd’, number 151/11, is suspended, pursuant to section 26(2) of ... Read More
cftc-logo

CFTC Charges Financial services Firm

04/02/2016(0)
CFTC Charges Florida-Based Oakmont Financial, Inc. and Joseph Charles DiCrisci with Engaging in Illegal, Off-Exchange Precious Metals Transactions The U.S. Commodity Futures Trading Commission (CFTC) filed a civil injunctive ... Read More
osc ontario

OSC issued a warning about a UK Financial Services Firm

24/09/2015(0)
Ontario Securities Commission, the Regulatory body of the securities industry in Ontario, issued a warning to inform public that: The firm Algo Capitals Limited, with address in UK, is ... Read More
BTIG financial services

BTIG Prime Brokerage Adds Pershing as a Global Custodian and Clearing Broker

30/06/2015(0)
Financial Services firm BTIG, LLC announced that: It has added Pershing LLC, a BNY Mellon company, as a global custodian and clearing broker for BTIG’s multi-custodial and clearing Prime ... Read More
Broker Cyprus TopFX