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financial services licence

ASIC_regulator

ASIC suspended Firm’s financial services licence

23/05/2017(0)
Australian financial services licence suspended for failing to lodge financial statements ASIC has suspended the Australian financial services (AFS) licence of NSW-based Divitiarum Audax Pty Limited (‘Divitiarum Audax’) from ... Read More
ASIC_regulator

ASIC accepts enforceable undertaking from HSBC Bank Australia

17/05/2016(0)
ASIC has accepted an enforceable undertaking (EU) from HSBC Bank Australia Ltd (HSBC) that requires HSBC to review and remediate clients who received potentially deficient advice on retail structured ... Read More
ASIC_regulator

ASIC: IronFX corrects disclosure about Australian regulation and counterparty arrangements

17/12/2015(0)
The Australian Securities and Investments Commission has issued an announcement to inform that: Following concerns raised by ASIC, retail OTC derivative issuer, IronFX Global Australia Pty Ltd (IronFX Australia) ... Read More
ASIC_regulator

ASIC has suspended the Australian financial services (AFS) licence of FX provider AGM Markets Pty Ltd (AGM)

02/04/2015(0)
Following an investigation, ASIC has suspended the Australian financial services (AFS) licence of FX provider AGM Markets Pty Ltd (AGM). The move is part of ASIC’s ongoing crackdown on ... Read More
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