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infringement notice penalties

ASIC_regulator

Australian financial services provider pays penalties

25/07/2017(0)
Financial Choice Pty Ltd (Financial Choice), an Australian financial services provider, has paid two ASIC infringement notice penalties totalling $21,600, after making misleading representations in marketing emails sent to ... Read More
ASIC_regulator

UBS Securities pays penalties

15/06/2017(0)
UBS Securities pays $280,000 in infringement notice penalties UBS Securities Australia Limited (‘UBS’) has paid penalties totalling $280,000 to comply with two infringement notices given to it by the ... Read More
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