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TAX-REFORM-US

SEC Announces Charges and Asset Freeze Against Hedge Fund Advisory Firm

08/05/2014(0)
The U.S. Securities and Exchange Commission has announced fraud charges and an asset freeze against a New York-based investment advisory firm and two executives for distributing falsified performance results ... Read More
onestopbrokers-Regulators

FCA warning for clone firm

08/05/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “BNY Mellon Wealth Management” is a clone firm thus is not permitted ... Read More
vodafone

Vodafone seeks arbitration in India tax dispute

08/05/2014(0)
Vodafone has sought international arbitration to resolve its tax dispute with the Indian government. It relates to Vodafone’s 2007 takeover of Hong Kong-based Hutchison Whampoa’s Indian mobile unit for ... Read More
Cyprus Securities and exchange commission (cysec)

CySec imposes administrative fine to Mega Εquity Securities & Financial Services Public Ltd

08/05/2014(0)
The Council of the Cyprus Securities and Exchange Commission informs the investors that after its meeting on the January 20, 2014, has decided to impose an administrative fine to ... Read More
barclays

Barclays, Credit Suisse Battle Banker Exodus, Legal Woes

05/05/2014(0)
Barclays Plc (BARC), Credit Suisse Group AG and UBS AG (UBSN) will face questions this week about key banker departures, legal challenges and their efforts to boost profitability. Barclays ... Read More
FCA_regulator

FCA fines fund manager for investors exposure

29/04/2014(0)
The Financial Conduct Authority (FCA), the British regulatory authority, has fined Invesco Asset Management Limited and Invesco Fund Managers Limited (Invesco Perpetual) £18,643,000 for exposing investors to greater levels ... Read More
deutsche-bank logo

Deutsche Bank Profit Beats Estimates on Trading Revenue

29/04/2014(0)
Deutsche Bank AG (DBK), Europe’s largest investment bank by revenue, said first-quarter profit declined less than expected as trading revenue exceeded analysts’ estimates. Net income dropped 34 percent to ... Read More
Yellen

Stocks: Federal Reserve to the rescue?

28/04/2014(0)
Janet Yellen and economic data are poised to steal the business spotlight from Corporate America this week. After a bonanza of corporate report cards dominated recent headlines, investors will ... Read More
asic

ASIC cancels Banksia’s AFS licence

28/04/2014(0)
Australian Securities and Investments Commission (ASIC) has cancelled Banksia Mortgages Limited’s (Banksia Mortgages) Australian financial services (AFS) licence. Banksia Mortgages is one of four subsidiaries of the Victoria-based Banksia ... Read More
accounting

FRC consulting on going concern in changes to CG code

28/04/2014(0)
The FRC is consulting on thorny elements of its guidance on going concern along with reforms to directors’ remuneration policy as part of wider changes to the corporate governance ... Read More
Broker Cyprus TopFX