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laws

deutschebank-hq

Deutsche Bank fined $425 million; the Bank allowed traders to engage in a Money-Laundering scheme

31/01/2017(0)
The New York State Department of Financial Services (DFS) has issued an announcement to inform for a $425 Million fine imposed to Deutsche Bank. The Bank Allowed Traders to ... Read More
dfs-investigation

Bank fined $215 Million by DFS for violating Anti Money Laundering Laws

07/11/2016(0)
DFS Investigation Uncovers Intentional Actions to Obscure U.S. Dollar Clearing Transactions, Including Counterfeit and Falsified Invoices involving China and Russia and Omission of Information Regarding Possible U.S. Dollar Trades ... Read More
ASIC_regulator

ASIC suspends AFS licence for failing to lodge financial statements

01/11/2016(0)
ASIC suspended the Australian financial services (AFS) licence of Parramatta-based Rural & General Insurance Broking Pty Limited (RGIB) for failing to lodge financial statements, auditor’s reports and auditor’s opinions ... Read More
armenia

Armenia passes a new package of laws regulating the local financial markets

31/10/2016(0)
The Armenian parliament has passed a package of laws regulating the local financial markets and amendments to the law on the securities market, following close cooperation with the European ... Read More
finra1

FINRA Fines Merrill Lynch $2.8 Million

19/10/2016(0)
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Merrill Lynch, Pierce, Fenner and Smith Inc. $2.8 million for systemic trade reporting, Order Audit Trail System ... Read More
lendup

Fintech Upstart LendUp Fined by CFPB, California Regulator

29/09/2016(0)
Fintech upstart LendUp was fined by the Consumer Financial Protection Bureau and a California state regulator over widespread violations of payday- and installment-lending laws. The San Francisco-based lender, which ... Read More
Facebook CEO Mark Zuckerberg

Facebook Plan For WhatsApp Data Poses Legal Risks

29/08/2016(0)
When WhatsApp announced on Thursday that it would start sharing data with its corporate parent, Facebook, some of its fans howled that the popular messaging service was betraying long-held promises ... Read More
IFAC

The International Ethics Standards Board for Accountants redefines accountants’ Ethical Role

18/07/2016(0)
The International Ethics Standards Board for Accountants® (IESBA®, the Ethics Board) today released a new standard, Responding to Non-Compliance with Laws and Regulations. The standard sets out a first-of-its-kind framework to guide ... Read More
lawyers - Law

Who’s Happy After Brexit? Lawyers

30/06/2016(0)
The happiest people in Britain today may well be the lawyers. Setting aside the symbolic meaning of the British vote to leave the European Union, practically speaking “Brexit” means ... Read More
Alibaba

Alibaba faces U.S. investigation into its accounting practices

27/05/2016(0)
Alibaba’s accounting methods are under investigation in the U.S. The Chinese e-commerce giant, which went public in 2014 in the largest NYSE IPO in history, quietly disclosed that the SEC is ... Read More
Broker Cyprus TopFX