Morgan Stanley

Securities Exchange Commission

Morgan Stanley to pay a $13 million penalty

16/01/2017(0)
The Securities and Exchange Commission today announced that Morgan Stanley Smith Barney has agreed to pay a $13 million penalty to settle charges that it overbilled investment advisory clients ... Read More
ecb-exchange-rate-impact-1

Euro Projected to Weaken against the Dollar

05/12/2016(0)
For the Euro to move higher tapering the asset purchase programme must be mentioned at Thursday’s ECB meeting but also keep an eye out for the abolition of the ... Read More
The corporate logo of financial firm Morgan Stanley is pictured on a building in San Diego

Morgan Stanley reported net revenues of $8.9 billion for the third quarter

20/10/2016(0)
Morgan Stanley has issued a press release to inform regarding its Third Quarter 2016 results. Net Revenues of $8.9 Billion and Earnings per Diluted Share of $0.81 Strong Performance ... Read More
ASIC_regulator

Morgan Stanley pays $123,750 in infringement notice penalty

07/09/2016(0)
Morgan Stanley Australia Securities Limited (“Morgan Stanley”) has paid a penalty of $123,750 to comply with an infringement notice given to it by the Markets Disciplinary Panel (“MDP”). The MDP ... Read More
SFC-logo-office

SFC reprimands and fines Morgan Stanley

25/08/2016(0)
The Securities and Futures Commission (SFC) has resolved its concerns with Morgan Stanley Hong Kong Securities Limited (MSHK) over its internal control failures. Under the resolution, the SFC reprimanded ... Read More
An employee of a bank counts US dollar notes at a branch in Hanoi

Morgan Stanley Warns Currency Traders Worst to Come for Dollar

01/08/2016(0)
The dollar is set to fall 5 percent in the next few months, the Federal Reserve isn’t raising interest rates anytime soon and U.S. economic data is only going ... Read More
sec-logo

SEC: Morgan Stanley to pay a $1 million penalty for failures to Safeguard Customer Data

09/06/2016(0)
The Securities and Exchange Commission today announced that Morgan Stanley Smith Barney LLC has agreed to pay a $1 million penalty to settle charges related to its failures to ... Read More
citadel-Guosen-Futures

Citadel has just hired a top trader of Morgan Stanley’s electronic trading

04/04/2016(0)
Ken Griffin’s Citadel has hired a top trader from Morgan Stanley. Morgan Stanley’s global head of rates electronic trading, Nicola White, is joining Citadel Securities as global COO for fixed income, ... Read More
The corporate logo of financial firm Morgan Stanley is pictured on a building in San Diego

Morgan Stanley Ordered to Pay Over $34 Million to HSN Co-Founder’s Estate

22/03/2016(0)
Ms. Forte had been Mr. Speer’s financial adviser since the late 1990s An arbitration panel ordered Morgan Stanley to pay more than $34 million to the estate of deceased ... Read More
The corporate logo of financial firm Morgan Stanley is pictured on a building in San Diego

Morgan Stanley sees 30% risk of world recession

15/03/2016(0)
Morgan Stanley has hiked the probability of a recession hitting the global economy within the next year to 30 percent from 20 percent. The U.S. bank also cut its ... Read More
Broker Cyprus TopFX