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Morgan Stanley

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Morgan Stanley puts a digital spin on advisor training

22/06/2018(0)
Morgan Stanley’s digital transformation of its wealth management arm is extending beyond an evolving set of technology tools to its advisor training program. A third of Morgan’s trainees are ... Read More
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Morgan Stanley to pay a $350,000 penalty

03/11/2017(0)
CFTC Orders Morgan Stanley and Co. Incorporated to Pay $350,000 Penalty for Omitting Futures and Options Data from Part 17 Large Trader Reports The Commodity Futures Trading Commission (CFTC) issued ... Read More
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FINRA Bars Former Morgan Stanley Registered Representative

02/06/2017(0)
The Financial Industry Regulatory Authority (FINRA) announced today that it has barred former Morgan Stanley Smith Barney registered representative John Batista Bocchino for concealing approximately $190 million in Venezuelan ... Read More
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Euro to Pound: Analysts of global financial firm eye breaking of £0.90

01/06/2017(0)
EUR / GBP Outlook: Morgan Stanley Eye Breaking of £0.90 Expect the Euro to make further gains against the British Pound say analysts at one of the world’s largest ... Read More
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Former Morgan Stanley Wealth Management financial adviser permanently banned

11/03/2017(0)
ASIC has permanently banned Andrew Peter Panayiotides from providing financial services. ASIC found that Mr Panayiotides failed to act in the best interests of clients and provided advice to ... Read More
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5 Reasons to be excited about European Stocks

27/02/2017(0)
After years in the doldrums, European stocks seem poised to break out of their trading rut and possibly outperform the U.S. equity market this year. Eurozone politics and sluggish ... Read More
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Dollar and Emerging Market FX to rise; Euro to Weaken, Says Morgan Stanley

25/02/2017(0)
New FX forecasts have been released by investment bank Morgan Stanley. They continue to reflect a bullish view of the Dollar but more against lower yielding developed market currencies ... Read More
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Morgan Stanley agreed to pay an $8 million penalty and admit wrongdoing

15/02/2017(0)
The Securities and Exchange Commission (SEC) announced that Morgan Stanley Smith Barney has agreed to pay an $8 million penalty and admit wrongdoing to settle charges related to single ... Read More
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Morgan Stanley, Citigroup Charged With Misleading Investors About Forex Trading Program

25/01/2017(0)
The Securities and Exchange Commission today announced that Morgan Stanley Smith Barney and Citigroup Global Markets have agreed to pay more than $2.96 million apiece to settle charges that ... Read More
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Morgan Stanley reports Fourth Quarter Net Revenues of $9.0 Billion

17/01/2017(0)
Morgan Stanley Reports Fourth Quarter and Full Year 2016: Fourth Quarter Net Revenues of $9.0 Billion and Earnings per Diluted Share of $0.81 Fourth Quarter Results Reflect Continued Strength ... Read More
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