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NFA

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Swap dealer ordered to pay a $900,000 fine

06/11/2018(0)
National Futures Association (NFA), a self-regulatory organization for the U.S. derivatives industry, has issued a press release to inform that has decided to order New York, NY swap dealer ... Read More
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NFA barred commodity trading advisor Samico Worldwide Markets

08/03/2017(0)
National Futures Association (NFA) has permanently barred Redding, Calif. commodity trading advisor Samico Worldwide Markets, Inc. (Samico) and its principal and sole associated person, Thomas Gasparini, from membership and ... Read More
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FXCM to exit U.S market following the penalty; Sells accounts to Gain Capital

07/02/2017(0)
Following the penalty imposed by CFTC, FXCM has issued an announcement to inform that FXCM US reaches Settlement with NFA and CFTC, the company to Exit the U.S., sells ... Read More
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UK located commodity pool operator and commodity trading advisor ordered to pay a $60,000 fine

07/11/2016(0)
NFA orders London, England, commodity pool operator and commodity trading advisor The Cambridge Strategy Asset Management Limited to pay $60,000 fine National Futures Association (NFA) has ordered The Cambridge Strategy ... Read More
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NFA permanently bars introducing broker

05/10/2016(0)
National Futures Association (NFA) has permanently barred Chicago, Ill., introducing broker Vankar Trading Corp. (Vankar) from membership and from acting as principal of an NFA Member. In addition, NFA has barred John ... Read More
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NFA takes emergency enforcement action against commodity trading advisor and its principal

04/07/2016(0)
NFA announced today that it has taken an emergency enforcement action against Apercu International PR LLC(Apercu), an NFA Member commodity trading advisor located in San Juan, Puerto Rico, and Alvin Guy ... Read More
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NFA CEO Daniel Roth to retire; Board begins search for successor

24/05/2016(0)
NFA announced today that President and CEO Daniel Roth has announced his plan to retire in the coming year. NFA’s Board of Directors has authorized the formation of a ... Read More
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NFA bars commodity trading advisor firm and its associated person

24/03/2016(0)
National Futures Association (NFA) has permanently barred Rowland Heights, Calif., commodity trading advisor Accusigma Corporation (Accusigma) and its sole listed principal and associated person, Brent Park, from membership and from acting as ... Read More
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NFA orders Plantation, Florida retail foreign exchange dealer and swap dealer IBFX to permanently withdraw from NFA membership

16/03/2016(0)
National Futures Association (NFA) has ordered IBFX, Inc. (IBFX), an NFA Member registered retail foreign exchange dealer and provisionally registered swap dealer (SD) located in Plantation, Florida, to permanently withdraw from ... Read More
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NFA bars Streamwood, Ill. introducing broker Portfolio Managers Inc. from membership

01/03/2016(0)
National Futures Association (NFA) has permanently barred Portfolio Managers, Inc. (PMI), an NFA Member introducing broker located in Streamwood, Ill., and PMI’s LA branch office associated persons (AP) Christopher M. Hogan andThomas ... Read More
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