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NFA

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NFA permanently barred an introducing broker firm

26/01/2016(0)
National Futures Association (NFA) has permanently barred CC Trading Company LLC (CC Trading), an NFA Member introducing broker located in New York, N.Y., from membership and from acting as a principal ... Read More
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NFA permanently barred firms from commodity trading advisor and pool operator membership

21/09/2015(1)
NFA bars Burnet, Texas firm McElhannon Group from membership National Futures Association (NFA) has permanently barred the McElhannon Group, Inc. (McElhannon Group), an NFA Member commodity trading advisor, from ... Read More
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NFA: Effective date of new Forex Dealer Member Requirements

02/09/2015(0)
Effective date of new Forex Dealer Member Requirements The Commodity Futures Trading Commission (CFTC) recently approved NFA‘s amendments to NFA Financial Requirements Section 11, NFA Financial Requirements Section 12, ... Read More
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NFA bars two British Virgin Islands firms from membership

31/08/2015(0)
National Futures Association (NFA) has permanently barred Primary Assets Management Corporation (Primary Assets), an NFA Member commodity trading advisor and commodity pool operator, and Accredited Investment Management Corp. (Accredited ... Read More
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NFA bars N.Y. firm Grace Financial Group LLC and its principal Christopher T. Bondy

12/08/2015(0)
National Futures Association (NFA) has permanently barred Grace Financial Group LLC (Grace), an NFA Member introducing broker, and Christopher T. Bondy (Bondy), a principal and associated person (AP), from NFA membership. The Decisions ... Read More
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NFA takes emergency enforcement action against commodity trading advisor

31/07/2015(0)
National Futures Association (NFA) announced today that it has taken an emergency enforcement action against Jonathan Parker (Parker), an NFA Member commodity trading advisor (CTA) located in Woodstock, Ga. This action ... Read More
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NFA orders Memphis, Tenn. firm K&M Trading, LLC and its principals, William Kaelin and John Morrissey, to pay $105,000 fine

15/04/2015(0)
National Futures Association (NFA) has ordered K&M Trading, LLC (K&M), William Kaelin and John Morrisseyto pay a $105,000 fine. K&M is an NFA Member commodity trading advisor located in Memphis, Tenn. Kaelin and Morrissey ... Read More
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NFA takes emergency enforcement action against Burnet, Texas firm McElhannon Group, Inc.

06/03/2015(0)
National Futures Association (NFA) announced today that it has taken an emergency enforcement action against McElhannon Group, Inc. (McElhannon), an NFA Member commodity trading advisor (CTA) located in Burnet, Texas, and Philip ... Read More
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Institutional Liquidity LLC to pay $225,000 fine

30/07/2014(0)
National Futures Association (NFA) has ordered Institutional Liquidity LLC (ILQ), a forex dealer Member of NFA located in Grand Rapids, Michigan, and three of the firm’s principals and registered ... Read More
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NFA’s Board approves prohibition of credit cards to fund retail forex accounts

24/06/2014(0)
National Futures Association (NFA) announced that its Board approved a ban on the use of credit cards to fund retail forex and futures accounts. This prohibition is subject to ... Read More
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