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regulators

PBC China Central Bank 1

China central bank details rules on online payment

29/12/2015(0)
China’s central bank released detailed regulations of online payment services by non-bank institutions on Monday in the latest effort to contain possible risks in the booming Internet finance industry. ... Read More
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Traders in China and Hong Kong Paying $920,000 to Settle Insider Trading Case

29/12/2015(0)
The Securities and Exchange Commission today announced that two traders in China and Hong Kong have agreed to pay more than $920,000 to settle an insider trading case against ... Read More
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FSMA Belgium published list of investement firms engaging in unauthorized activities in Belgium

28/12/2015(0)
The Financial Services and Markets Authority (FSMA) warns the public against the activities of various “boiler rooms” that are contacting Belgian consumers. Companies operating unlawfully and against which the ... Read More
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Austria’s finance watchdog orders 12 banks to raise capital buffer

22/12/2015(0)
Austria’s finance watchdog FMA on Tuesday said it ordered 12 Austrian banks to gradually raise their capital buffer by up to 2 percent of risk-weighted assets until the beginning ... Read More
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FINRA Sanctions Cantor Fitzgerald & Co. $7.3 Million for Selling Billions of Unregistered Microcap Shares, and for Related Supervisory and AML Violations

22/12/2015(0)
Trader and Supervisor Suspended and Fined The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Cantor Fitzgerald & Co. $6 million and ordered disgorgement of nearly ... Read More
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On the signing of the Memorandum of Understanding on Cooperation between the Central Bank of the Russian Federation and the People’s Bank of China

21/12/2015(0)
Heads of governments of Russia and China during their 20th Meeting, held in Beijing on December 17, 2015, welcomed the signing of the Memorandum of Understanding by Governor of ... Read More
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Suspension of Licence of JFP Investments (SICAV) plc

17/12/2015(0)
On 14 December 2015, the Malta Financial Services Authority (‘the Authority’) has, on regulatory grounds, suspended with immediate effect, the Collective Investment Scheme Licence of JFP Investments (SICAV) plc (“the Scheme”) ... Read More
UBS-building

Foreign exchange manipulation: FINMA issues six industry bans

17/12/2015(0)
The Swiss Financial Market Supervisory Authority FINMA has issued industry bans of between one and five years against six managers and traders formally employed in the UBS foreign exchange ... Read More
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FED raises interest rates first time since 2006

17/12/2015(0)
Information received since the Federal Open Market Committee met in October suggests that economic activity has been expanding at a moderate pace. Household spending and business fixed investment have ... Read More
SFC - Hong Kong

SFC reprimands and fines three JP Morgan entities a sum of $30 million for regulatory breaches

16/12/2015(0)
The Securities and Futures Commission (SFC) has reprimanded J.P. Morgan Broking (Hong Kong) Limited (JPMBHK), J.P. Morgan Securities (Asia Pacific) Limited (JPMSAP) and J.P. Morgan Securities (Far East) Limited ... Read More
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