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regulators

New-York

SEC Fines NYSE for rule violations

02/05/2014(0)
The New York Stock Exchange’s $4.5 million penalty for oversight violations represents the Securities and Exchange Commission’s first salvo since Michael Lewis reignited scrutiny of market structure. NYSE, which ... Read More
GOLD bars

FCA Said to Observe Banks’ London Gold-Fixing Calls

25/04/2014(0)
Regulators are stepping up their scrutiny of how gold prices are set, with officials from Britain’s Financial Conduct Authority visiting Societe Generale SA (GLE) to observe the so-called London ... Read More
zuckerberg facebook

The First National Bank of Facebook

23/04/2014(0)
The company that rebranded the word “friend” may soon take up a more ambitious makeover: the word “bank.” Facebook Inc. is on the verge of winning approval from Ireland’s ... Read More
QUALITY audit

Regulators Fear Big Data Threatens Audit Quality

16/04/2014(0)
Does audit firms’ emphasis on data analytics mean that audits themselves are suffering? Regulators around the world are worried that a rise in audit firms’ consulting business and a ... Read More
TAX-REFORM-US

Exclusive: SEC eyes test that may lead to shift away from ‘dark pools’

11/04/2014(0)
U.S. securities regulators are considering testing a proposed reform that could drive business to major stock exchanges and away from alternative trading venues such as “dark pools” that critics ... Read More
power

‘Big six’ face competition inquiry

27/03/2014(0)
Regulators will investigate whether the “big six” UK energy suppliers are preventing effective competition in the UK energy market. The investigation will be by the Competition and Markets Authority ... Read More
Broker Cyprus TopFX