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regulators

bank-of-england

Bank of England maintains Bank Rate at 0.5%

05/11/2015(0)
The Bank of England’s Monetary Policy Committee (MPC) sets monetary policy in order to meet the 2% inflation target and in a way that helps to sustain growth and employment.  ... Read More
financial-services-malta-mfsa

MFSA Warning: COSMIC FINANCIAL SERVICES (MALTA) LIMITED

04/11/2015(0)
In terms of article 4(1)(c) of the Malta Financial Services Authority Act, one of the MFSA’s functions is to keep the general public informed of important developments in the ... Read More
SEC_logo

SEC Bars Brokers Who Played Favorites to Double Their Commissions

02/11/2015(0)
The Securities and Exchange Commission today barred two brokers at a now-defunct Connecticut brokerage for giving customer order information to certain favored customers, helping those customers get better prices ... Read More
goldman-sachs

NYDFS Announces Goldman Sachs to Pay $50 Million

30/10/2015(0)
NYDFS Announces Goldman Sachs to Pay $50 Million; Accept Three-Year Regulatory Consulting Abstention; Admit Failure to Supervise For Banking Law Violations Goldman Sachs Employee Schemed to Steal Confidential Regulatory ... Read More
eurozone-ecb

Report on Financial Structures details structural changes in the euro area financial sector

30/10/2015(0)
New ECB report covers banks as well as other financial intermediaries Banks, insurance companies and pension funds in largest euro area economies exposed primarily domestically Consolidation and rationalisation in ... Read More
The-US-Federal-Reserve-007

Federal Reserve issues FOMC statement

29/10/2015(0)
Information received since the Federal Open Market Committee met in September suggests that economic activity has been expanding at a moderate pace. Household spending and business fixed investment have ... Read More
cftc-image-jpeg

CFTC charges individial for fraud involving a Futures Trading System and Advisory Service

22/10/2015(0)
Gramalegui also Charged with Violating a CFTC Administrative Order Entered in 2001, Settling Prior Fraud Charges Brought against Him The U.S. Commodity Futures Trading Commission (CFTC) today announced the ... Read More
cftc-logo

Over $31 Million in penalties for Fraud and Ponzi Scheme Operator

21/10/2015(0)
In a Related Criminal Action, John R. Bullar was sentenced to 8 Years 4 Months in Prison and Ordered to Pay over $6 Million in Criminal Restitution The U.S. ... Read More
bank of russia

Bank of Russia Warnings: Perspective Plus Investment Company

20/10/2015(0)
On cancelling licence of professional securities market participant On 8 October 2015, the Bank of Russia took a decision to cancel licence of a professional securities market participant to carry out securities management No. 163-03386-001000, dated 29 November 2000, ... Read More
cftc-logo

CFTC extends conditional relief for Australian-based trading platform Yieldbroker

16/10/2015(0)
The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) today announced it has issued a no-action letter extending conditional time-limited relief for Australian-based trading platform Yieldbroker ... Read More
Broker Cyprus TopFX