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regulators

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SEC Charges Three RMBS Traders With Defrauding Investors

09/09/2015(0)
The Securities and Exchange Commission today announced fraud charges against three traders accused of repeatedly lying to customers relying on them for honest and accurate pricing information about residential ... Read More
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EBA updates on remuneration practices and high earners data for 2013 across the EU

08/09/2015(0)
The European Banking Authority (EBA) published today a report combining the benchmarking of remuneration practices across the European Union and aggregated data on the remuneration of EU institutions’ staff who received, ... Read More
fca-building

FCA: New Financial Services Register

08/09/2015(0)
A new Financial Services Register makes it easier to find information on firms, individuals and other bodies that are, or have been, regulated by the PRA and/or the FCA. ... Read More
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FINRA Issues Investor Alert, Messaging Apps Are Latest Platform for Delivering Pump-And-Dump Scams

04/09/2015(0)
The Financial Industry Regulatory Authority (FINRA) issued a new Investor Alert called Messaging Apps Are Latest Platform for Delivering Pump-And-Dump Scams. FINRA’s new Alert warns investors to be wary of ... Read More
ASIC_regulator

Additional licence conditions imposed on Advamode

03/09/2015(0)
ASIC has imposed additional conditions on the Australian Financial Services (AFS) licence of Advamode Financial Pty Ltd (Advamode). The conditions were imposed on the Queensland-based financial services firm after ... Read More
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NFA: Effective date of new Forex Dealer Member Requirements

02/09/2015(0)
Effective date of new Forex Dealer Member Requirements The Commodity Futures Trading Commission (CFTC) recently approved NFA‘s amendments to NFA Financial Requirements Section 11, NFA Financial Requirements Section 12, ... Read More
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Consob Warnings: Lau Global Services Corporation – Simple Trade Corporation

01/09/2015(0)
The Commissione Nazionale per le Società e la Borsa reports that: the company Lau Global Services Corporation is not authorised to provide investment services and business in Italy in any ... Read More
Reserve bank of Australiarba

Statement by Glenn Stevens, Governor of RBA: Monetary Policy Decision

01/09/2015(0)
At its meeting today, the Board decided to leave the cash rate unchanged at 2.0 per cent. The global economy is expanding at a moderate pace, with some further ... Read More
bank of russia

Bank of Russia: On cancelling licences of professional securities market participant

31/08/2015(0)
Due to the revocation of the banking licence from the Moscow-based PJSC JSCB EUROMETВ (TIN: 7726016846) (hereinafter, the Company), on 27 August 2015, the Bank of Russia took a decision to cancel licences of professional securities market participant to carry out ... Read More
nfa log

NFA bars two British Virgin Islands firms from membership

31/08/2015(0)
National Futures Association (NFA) has permanently barred Primary Assets Management Corporation (Primary Assets), an NFA Member commodity trading advisor and commodity pool operator, and Accredited Investment Management Corp. (Accredited ... Read More
Broker Cyprus TopFX