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regulators

bank of russia

Bank of Russia: On Action Plan to Increase Financial Inclusion

03/06/2015(0)
To streamline its policy in the financial market the Bank of Russia has developed an action plan to increase financial inclusion of the population and entrepreneurs. The document envisages the methodology to assess the level of financial ... Read More
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IOSCO: Joint Forum releases report on credit risk management across sectors

03/06/2015(0)
Today the Joint Forum released its report Developments in credit risk management across sectors: current practices and recommendations. The report provides insight into the current supervisory framework around credit ... Read More
ISA-chairman

ISA License Application Stage for Existing Trading Platforms (FOREX) is Concluded

02/06/2015(0)
Israel Securities Authority Chairman, Prof. Shmuel Hauser: “Regulating FOREX activity is designed to ensure that the platforms will be managed properly, while protecting investors’ funds. After licenses are issued, ... Read More
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SFC reprimands and fines BNP Paribas Securities (Asia) Limited $11 million

02/06/2015(0)
The Securities and Futures Commission (SFC) has reprimanded and fined BNP Paribas Securities (Asia) Limited (BNP) a total of $11 million for its failures to report its direct business ... Read More
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Statement by Glenn Stevens, RBA Governor: Monetary Policy Decision

02/06/2015(0)
At its meeting today, the Reserve Bank of Australia (RBA) Board decided to leave the cash rate unchanged at 2.0 per cent. The global economy is expanding at a moderate ... Read More
bank of russia

Bank of Russia: On cancelling licences of professional securities market participant

29/05/2015(0)
The Bank of Russia took a decision to cancel the licences of a professional securities market participant to carry out broker, dealer activity, depository activity and securities management issued to SpektrFinance, closed joint-stock company. The depository licence is terminated ... Read More
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AMF issues a public warning against the activities of 14 unauthorised websites and operators

29/05/2015(0)
Following questions and testimonies from French consumers, the Autorité des Marchés Financiers (AMF) draws the public’s attention to the activities of 14 websites and operators that are not authorised ... Read More
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SEC Announces Charges Against Compliance Director Accused of Defrauding Investors and Stealing Brokerage Firm Assets

29/05/2015(0)
The Securities and Exchange Commission today announced fraud charges against a Long Island man accused of fleecing investors and stealing money from a brokerage firm where he worked as ... Read More
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FSC Mauritius issues Public Notice – Suspension – FXP

29/05/2015(0)
Suspension of the Investment Dealer (Currency Derivatives Segment) Licence and the Investment Dealer (Full Service Dealer excluding underwriting) Licence and Global Business Licence of FX Primus Limited Notice is ... Read More
ASIC_regulator

ASIC suspends BBY Ltd’s AFS licence

28/05/2015(0)
ASIC has suspended the Australian financial services (AFS) licences held by BBY Ltd, BBY Advisory Services Pty Ltd, and SmarTrader Limited. Importantly, the terms of the suspension allow the ... Read More
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