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regulators

FCA_regulator

FCA warning against clone firm

12/11/2014(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Kingsley Asset Management (clone of FCA authorised firm) Address: Hyde House, The Hyde, ... Read More
FCA_regulator

FCA fines five banks £1.1 billion for FX failings

12/11/2014(0)
The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading ... Read More
regulators - currencies

Regulators fine global banks $3.4 billion in forex probe

12/11/2014(0)
Global regulators imposed penalties totaling $3.4 billion on five major banks, including UBS (UBSN.VX), HSBC (HSBA.L) and Citigroup (C.N) on Wednesday for failing to stop their traders from trying to ... Read More
banks

Banks Said Poised to Settle With CFTC in FX-Rigging Cases

11/11/2014(0)
Banks suspected of rigging the $5.3 trillion-a-day currency market are preparing to reach settlements as early as this week with the main U.S. derivatives regulator, according to a person with knowledge ... Read More
IFSB

IFSB issues paper on Islamic Finance Regulation

11/11/2014(0)
The Working Paper is issued in parallel to the Exposure Draft (ED-17) of the Standard on Core Principles for Islamic Finance Regulation (Banking Segment), and provides the background and ... Read More
esma regulator

ESMA consults on revised EMIR standards on the reporting to trade repositories

11/11/2014(0)
The European Securities and Markets Authority (ESMA) has today published a consultation paper on the revision of the Regulatory Technical Standards (RTS) and implementing technical standards (ITS) in relation to the ... Read More
FCA_regulator

Former Moore Capital trader pleads guilty to insider dealing

10/11/2014(0)
In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting ... Read More
onestopbrokers-Regulators

FCA warning against clone firm

10/11/2014(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: BlackRock Wealth Partners / BlackRock Wealth / BlackRock Wealth Group / ... Read More
shanghai stock exchange

Shanghai-Hong Kong Stock Connect gets China go-ahead

10/11/2014(0)
Regulators have approved a long-awaited plan to connect the Hong Kong and Shanghai stock exchanges. The Shanghai-Hong Kong Stock Connect will allow investors to trade across the border for ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of CIF (Cyprus Investment Firms) licence

06/11/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “Lucro Capital Ltd” has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). ... Read More
Broker Cyprus TopFX