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Regulators News

SEC

SEC Sanctions Operator of Bitcoin-Related Stock Exchange for Registration Violations

09/12/2014(0)
The Securities and Exchange Commission today sanctioned a computer programmer for operating two online venues that traded securities using virtual currencies Bitcoin or Litecoin without registering the venues as ... Read More
FCA_regulator

Watchdog reshuffle: Zitah McMillan and Victoria Raffe set to leave FCA ahead of Davis report

09/12/2014(0)
A drastic shakeup of top positions at the City’s main financial watchdog was announced yesterday, ahead of tomorrow’s release of a damning report on failings at the regulator. The ... Read More
SEC

SEC Sanctions Eight Audit Firms for Violating Auditor Independence Rules

09/12/2014(0)
The Securities and Exchange Commission today sanctioned eight firms for violating auditor independence rules when they prepared the financial statements of brokerage firms that were their audit clients. SEC ... Read More
ecb - logo

ERPB to address instant payments in euro and remaining SEPA issues

09/12/2014(0)
Instant payments with immediate availability of funds are the industry’s next frontier Aim is to take advantage of integration already achieved with SEPA and avoid the development of a ... Read More
FCA_regulator

New strategic approach to ensure “sharper focus” to regulatory challenges ahead

09/12/2014(0)
The FCA’s remit is far ranging and challenging with the recent additional responsibility for regulating consumer credit meaning the number of firms that now come under the FCA has ... Read More
banque_de_france

French central bank sees fourth-quarter growth at 0.1 percent

08/12/2014(0)
France’s economy is on course to grow 0.1 percent in the final quarter of the year, led by a modest gain in industrial activity, the central bank said on ... Read More
sec

SEC Charges California Resident With Fraudulent Sales of Stock

03/12/2014(0)
The Securities and Exchange Commission today charged the owner of several now-defunct investment entities with fraudulently selling shares of stock that he claimed to own when he had actually ... Read More
EUROs

Central Bank of Lithuania on Euro adoption

02/12/2014(0)
Already on the first day of 2015, when the euro will be adopted in Lithuania, the residents will be provided with the opportunities to exchange their currency: apart from ... Read More
ASIC logo

Prime Trust directors disqualified and fined

02/12/2014(0)
The Federal Court today delivered its penalty judgment against 5 former directors of Australian Property Custodian Holdings Ltd (APCHL) who breached their directors’ duties by making an illegal related ... Read More
onestopbrokers-Regulators

Supervisory Authorities issued warnings on unauthorised companies

02/12/2014(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Belgium (Financial Services and Markets Authority – FSMA), Ireland (Central Bank of Ireland), Spain (Comisión Nacional del ... Read More
Broker Cyprus TopFX