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Regulatory Sanctions

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SEC Charges Oil Company and CEO in Scheme Targeting Chinese-Americans and EB-5 Investors

07/07/2015(0)
The Securities and Exchange Commission today charged a Bay Area oil and gas company and its CEO with running a $68 million Ponzi-like scheme and affinity fraud that targeted ... Read More
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FCA warning against unauthorised firm

29/06/2015(0)
FCA has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all firms and individuals ... Read More
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FCA warning against clone firm

26/06/2015(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their ... Read More
FCA_regulator

FCA warning against unauthorised firm

26/06/2015(0)
FCA has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all firms and individuals ... Read More
CNMV

CNMV warns the public on Unregistered Firms

25/06/2015(0)
Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th the Securities Markets Act, the Comisión Nacional del Mercado de Valores, warns that: JD BUSINESS ... Read More
fca-building

FCA warning against unauthorised firms

24/06/2015(0)
FCA has issued a press release to inform that the below firms have been providing financial services or products in the UK without its authorisation. Almost all firms and individuals ... Read More
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MFSA Warning

24/06/2015(0)
The Malta Financial Services Authority (“MFSA”) has become aware of an entity operating under the name Wire Prepay, which is known to have an internet presence at http://www.wireprepay.com/. This ... Read More
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Consob Warnings

22/06/2015(0)
The Commissione Nazionale per le Società e la Borsa reports that: the companies Market City International srl and Tradect Ltd are not authorised to provide investment services and business in Italy in ... Read More
FCA_regulator

FCA warning against clone firm

16/06/2015(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their ... Read More
fca-building

FCA warning against unauthorised firm

12/06/2015(0)
FCA has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all firms and individuals ... Read More
Broker Cyprus TopFX