SEC Chairman Jay Clayton

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SEC Announces Measures to Facilitate European Union’s MiFID II’s Research Provisions

27/10/2017(0)
Following consultation with European authorities, and in response to concerns that investors could lose access to valuable research, the staff of the U.S. Securities and Exchange Commission issued three ... Read More
data protection

SEC Announces Enforcement Initiatives to Combat Cyber-Based Threats and Protect Retail Investors

26/09/2017(0)
The Securities and Exchange Commission (SEC) announced two new initiatives that will build on its Enforcement Division’s ongoing efforts to address cyber-based threats and protect retail investors. The creation ... Read More
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