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SEC

amazonaws

ISE Announces First Implementation of a Securities Exchange on Amazon Web Services Cloud Computing Environment

04/04/2016(0)
The International Securities Exchange (ISE) is the first regulated securities exchange to build and operate cloud-based disaster recovery infrastructure as part of disaster preparedness requirements established by the U.S. Securities and ... Read More
iex post logo

J.P. Morgan Executives Say Regulators Should Approve IEX as Exchange

23/03/2016(0)
The country’s largest bank is siding with upstart market IEX Group Inc. in its effort to create a new stock exchange that pledges to be a haven for long-term ... Read More
citibank

Shareholders of J.P. Morgan and Citigroup will vote about the potential the banks break up into smaller pieces

17/03/2016(0)
The proposal will be included in the banks’ proxy filings at the request of a shareholder activist Shareholders of J.P. Morgan Chase & Co. and Citigroup Inc. will get ... Read More
SEC_logo

SEC Awarding Nearly $2 Million to Three Whistleblowers

09/03/2016(0)
The Securities and Exchange Commission today announced the payment of almost $2 million to three whistleblowers. The largest of the three awards will go to a whistleblower who voluntarily ... Read More
SEC_logo

SEC Charges Rhode Island Agency and Wells Fargo With Fraud in 38 Studios Bond Offering

08/03/2016(0)
The Securities and Exchange Commission today charged a Rhode Island agency and its bond underwriter Wells Fargo Securities with defrauding investors in a municipal bond offering to finance startup ... Read More
bitcoin-mining

The First Bitcoin Mining Fund has been launched

07/03/2016(0)
Genesis Mining, which provides computer equipment to create bitcoins in the cloud, has launched the world’s first fund that invests in hardware used to create the digital currency, according ... Read More
nyse euronext

Whistleblower says SEC awarded him $750,000 for Nyse tip

03/03/2016(0)
The founder of market data outfit Nanex says that he has been awarded $750,000 for a whistleblowing tip that resulted in the New York Stock Exchange getting slapped with ... Read More
bank_de_binary

Banc de Binary Reaches $11 Million Settlement with U.S. Authorities

26/02/2016(0)
Company alleged to have illegally signed up U.S. investors to binary options trading platform Banc de Binary Ltd., a financial trading company and a sponsor of Liverpool Football Club, ... Read More
HSBC

HSBC Posts 4th-Quarter Loss and Comes Under S.E.C. Scrutiny

23/02/2016(0)
HSBC said on Monday that it lost money in the fourth quarter and warned that it was being investigated for hiring candidates with ties to government officials in the Asia-Pacific ... Read More
quantitative-brokers

Quantitative Brokers Launches Best Execution Algos for VIX Futures

23/02/2016(0)
Quantitative Brokers (“QB”), a leading provider of clearer and dealerneutral agency algorithms for fixed income and futures markets, has launched its best execution algorithmic offering on CBOE Futures Exchange ... Read More
Broker Cyprus TopFX