Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

SEC

Yahoo logo is pictured in front of a building in Rolle

Yahoo General Counsel resigns following investigations for cybersecurity failures

08/03/2017(0)
A report prepared for the Securities and Exchange Commission identified $11 million worth of legal costs associated with a mass hack of Yahoo accounts that took place in 2014. ... Read More
Securities Exchange Commission

SEC Posts Notice of Availability of IFRS Taxonomy

02/03/2017(0)
Foreign Private Issuers May Begin Submitting Their Financial Statements in XBRL The Securities and Exchange Commission published a taxonomy on its website so that foreign private issuers that prepare their ... Read More
Securities Exchange Commission

SEC Staff Issues Guidance Update and Investor Bulletin on Robo-Advisers

25/02/2017(0)
The Securities and Exchange Commission today published information and guidance for investors and the financial services industry on the fast-growing use of robo-advisers, which are registered investment advisers that ... Read More
The corporate logo of financial firm Morgan Stanley is pictured on a building in San Diego

Morgan Stanley agreed to pay an $8 million penalty and admit wrongdoing

15/02/2017(0)
The Securities and Exchange Commission (SEC) announced that Morgan Stanley Smith Barney has agreed to pay an $8 million penalty and admit wrongdoing to settle charges related to single ... Read More
sec-logo

SEC is freezing brokerage accounts holding more than $29 million in illegal profits

13/02/2017(0)
SEC Charges Chinese Citizens Who Reaped Massive Profits From Insider Trading on Comcast-Dreamworks Acquisition Obtains Court Order Freezing More Than $29 Million in U.S. Accounts The Securities and Exchange ... Read More
Winklevoss twins Cameron and Tyler

As Bitcoin ETF Nears, Analysts Warn of Trading Frenzy

07/02/2017(1)
If the Securities and Exchange Commission approves a bitcoin exchange-traded fund next month, it might set off a speculative rush into bitcoin. An easily accessed ETF that tracks the ... Read More
Securities Exchange Commission

SEC Charges Investment Adviser With Stealing Investor Funds

03/02/2017(0)
The Securities and Exchange Commission today charged a Connecticut-based investment advisory business and its owner with stealing money from investors to settle a private lawsuit among other misuses. The ... Read More
Securities Exchange Commission

SEC charges two men for running a Ponzi scheme with money raised from investors

30/01/2017(0)
The Securities and Exchange Commission today announced fraud charges against two New York City men accused of running a Ponzi scheme with money raised from investors to fund businesses ... Read More
citigroup

Citigroup Paying $18 Million for Overbilling Clients

27/01/2017(0)
The Securities and Exchange Commission today announced that Citigroup Global Markets has agreed to pay $18.3 million to settle charges that it overbilled investment advisory clients and misplaced client ... Read More
Securities Exchange Commission

SEC Announces $7 Million Whistleblower Award

25/01/2017(0)
The Securities and Exchange Commission today announced an award of more than $7 million split among three whistleblowers who helped the SEC prosecute an investment scheme. One whistleblower provided ... Read More
Broker Cyprus TopFX