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Securities and Futures Commission

HK stock MARKET

Hong Kong Asset Management Reaches Another Record Level

23/07/2015(0)
The Securities and Futures Commission (SFC) has released its annual survey, which showed the combined fund management business in Hong Kong sustaining another year-on-year increase to reach a record ... Read More
SFC - Hong Kong

Former directors of First China financial services group ordered to compensate the company

20/01/2015(0)
SFC obtains court orders against current and former directors of First China to compensate the company RMB18.69 million The Court of First Instance has ordered three current and former ... Read More
HongKong

HK Targets Tax-Friendly Policies For Asset Management

16/06/2014(0)
“As more wealth is generated in Mainland China, … Hong Kong is ideally positioned to facilitate the flow of capital from the Mainland in a controlled manner, acting ... Read More
SFC-logo-office

Pacific Sun Advisors Limited and its director convicted by SFC

12/06/2014(0)
The Securities and Futures Commission (SFC) has issued a press release informing the investors that Pacific Sun Advisors Limited (Pacific Sun) and its director Mr Andrew Pieter Mantel were ... Read More
SFC-logo-office

SFC reprimands and fines ICBC International Capital Limited and ICBC International Securities Limited

21/05/2014(0)
The Securities and Futures Commission (SFC) has reprimanded ICBC International Capital Limited (ICBCI Capital) and ICBC International Securities Limited (ICBCI Securities) (collectively ICBCI) and fined them $12.5 million respectively ... Read More
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Futures manipulator sentenced to community service

14/05/2014(0)
The Securities and Futures Commission (SFC) has issued a press release informing as follows: The Eastern Magistrates’ Court today sentenced a futures trader, Mr Ernest Fan Kwong Hung, to ... Read More
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SFC resolves concerns over Citigroup’s algorithmic trading system

14/05/2014(0)
The Securities and Futures Commission (SFC) has reprimanded Citigroup Global Markets Asia Limited (Citigroup) for its failure to ensure that certain securities orders executed through its algorithmic trading system ... Read More
SFC-logo-office

SFC reprimands and fines The Royal Bank of Scotland PLC $6 million for internal control failings

22/04/2014(0)
The Securities and Futures Commission (SFC) of Hong Kong, has issued a reprimand to The Royal Bank of Scotland Public Limited Company (RBS) and fined it $6 million for ... Read More
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