Supervisory Authorities

onestopbrokers-Regulators

Supervisory Authorities Warn: Be Cautious

02/11/2017(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Belgium(Financial Services and Markets Authority – FSMA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Jersey (Jersey ... Read More
onestopbrokers-Regulators

Supervisory authorities around the world warn of unauthorised financial services entities

23/10/2017(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Austria (Financial Market Autority – FMA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Ireland (Central Bank ... Read More
onestopbrokers-Regulators

Beware of unauthorised financial services entities

05/10/2017(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), France (Authorité des Marchés Financiers – AMF), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Hong Kong ... Read More
onestopbrokers-Regulators

Supervisory authorities around the world warn for unauthorised financial services entities

18/09/2017(0)
The supervisory authorities of Australia (Australian Securities and Investment Commission- ASIC), United Kingdom (Financial Conduct Authority – FCA), Hong Kong (Securities and Futures Commission – SFC), Belgium (Financial Services ... Read More
onestopbrokers-Regulators

Financial Regulators around the world warn for unauthorized financial services firms

01/08/2017(3)
The supervisory authorities of Austria (Financial Market Authority – FMA), Belgium (Financial Services and Markets Authority – FSMA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Hong Kong (Securities ... Read More
European Banking Authority logo

EBA finds supervisory authorities have implemented robust IT systems

12/04/2017(0)
The European Banking Authority (EBA) published today a Report on the Peer Review carried out on its ITS on supervisory reporting aimed at assessing how supervisory authorities have ensured ... Read More
onestopbrokers-Regulators

Supervisory Authorities around the world warn for unathorised financial services providers

16/03/2017(2)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Ireland (Central Bank of Ireland), Spain (Comisión Nacional del Mercado de Valores – CNMV), Luxembourg (Commission de ... Read More
onestopbrokers-Regulators

Supervisory Authorities issued warnings on unauthorised companies

13/01/2015(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Austria (Financial Market Authority – FMA) and Norway (Finanstilsynet), report the following companies offering investment services without the required ... Read More
onestopbrokers-Regulators

Supervisory Authorities issued warnings on unauthorised companies

10/12/2014(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Ireland (Central Bank of Ireland), and Luxembourg (Commission de Surveillance du Secteur Financier – CSSF), report the following ... Read More
onestopbrokers-Regulators

Supervisory Authorities issued warnings on unauthorised companies

02/12/2014(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Belgium (Financial Services and Markets Authority – FSMA), Ireland (Central Bank of Ireland), Spain (Comisión Nacional del ... Read More
Broker Cyprus TopFX