SFC reprimands and fines Promising Securities Company Limited $3.5 million The Securities and Futures Commission (SFC) has reprimanded and fined Promising Securities Company Limited (Promising) $3.5 million for breach ... Read More
In a prosecution brought by the Financial Conduct Authority (FCA) Mark Lyttleton, a former Equity Portfolio Manager at BlackRock Investment Management (UK) Limited, has today been sentenced to 18 ... Read More
DMM FX Australia Pty Ltd (DMM FX) has issued an announcement to advise that the firm has made a business decision to cease its current operations in Australia. According ... Read More
The British Columbia Securities Commission (BCSC) has issued a warning to inform regarding CST Financial Services Ltd., operating as Opteck. According to BCSC, Opteck claims to be based in Belize ... Read More
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