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Hedge Fund Adviser Charged for Inadequate Controls to Prevent Insider Trading

22/08/2017(0)
The Securities and Exchange Commission announced that hedge fund advisory firm Deerfield Management Company L.P. has agreed to pay more than $4.6 million to settle charges that it failed ... Read More
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Robert Evans III Named Deputy Director in SEC’s Division of Corporation Finance

21/06/2017(0)
The Securities and Exchange Commission (SEC) announced that Robert Evans III has been named Deputy Director in the agency’s Division of Corporation Finance. He will join Deputy Director Shelley ... Read More
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Enforcement Director Andrew J. Ceresney to Leave SEC

09/12/2016(0)
The Securities and Exchange Commission today announced that Enforcement Director Andrew J. Ceresney will leave the agency by the end of the year. During his nearly four years as ... Read More
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