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SEC: J.P. Morgan Misled Customers on Broker Compensation

07/01/2016(0)
The Securities and Exchange Commission announced that J.P. Morgan’s brokerage business agreed to pay $4 million to settle charges that it falsely stated on its private banking website and in ... Read More
CME Group

CME permanently bans 3 traders for spoofing

13/10/2015(0)
CME Group Inc has permanently banned three traders who admitted to violations including the manipulative strategy known as spoofing, according to disciplinary notices issued on Monday. A permanent ban ... Read More
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CFTC Sanctions FCStone, LLC for Supervision Violations

04/05/2015(0)
Firm Ordered to Pay $140,000 Civil Penalty The U.S. Commodity Futures Trading Commission (CFTC) entered an Order filing and simultaneously settling charges against FCStone, LLC, a CFTC-registered Futures Commission ... Read More
Broker Cyprus TopFX