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Regulators

bank of canada

Bank of Canada lowers overnight rate target to 3/4 per cent

22/01/2015(0)
The Bank of Canada today announced that it is lowering its target for the overnight rate by one-quarter of one percentage point to 3/4 per cent. The Bank Rate ... Read More
Bcsc canada regulator

Canadian Securities Regulators propose derivatives reporting rules

22/01/2015(0)
The securities regulatory authorities in Alberta, British Columbia, New Brunswick, Nova Scotia and Saskatchewan (participating jurisdictions) today published for comment Proposed Multilateral Instruments 91-101 Derivatives: Product Determination and 96-101 Trade Repositories ... Read More
CSSF Luxembourg

WARNING: Commission de Surveillance du Secteur Financier

22/01/2015(0)
The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the activities of an entity named iGetMania which claims to have established in Luxembourg an alleged investment fund named ... Read More
deutsche-bank logo

Deutsche Bank gains market share

22/01/2015(0)
Deutsche Bank gains market share in fixed income to rank No 1 globally Greenwich Associates’ 2014 Global Fixed Income survey, published today, shows Deutsche Bank has increased its fixed ... Read More
financial-services-malta-mfsa

Malta Financial Services Authority released on Swiss Franc

22/01/2015(0)
MFSA, Malta’s financial Services regulatory authority issued a press release asking for information. On Thursday 15th December 2015, the Swiss National Bank (SNB) announced that it will no longer be ... Read More
SEC

SEC Announces Charges Against Standard & Poor’s for Fraudulent Ratings Misconduct

22/01/2015(0)
The Securities and Exchange Commission today announced a series of federal securities law violations by Standard & Poor’s Ratings Services involving fraudulent misconduct in its ratings of certain commercial ... Read More
Bcsc canada regulator

BCSC panel finds that former broker lied to regulators and acted contrary to the public interest

21/01/2015(0)
A British Columbia Securities Commission panel has found that a former broker lied to regulators and acted contrary to the public interest. The panel found that Douglas William Falconer ... Read More
cftc-image-jpeg

CFTC Issues Order of Registration for the Tokyo Commodity Exchange, Inc.

21/01/2015(0)
The U.S. Commodity Futures Trading Commission (Commission) announced today that it has issued an Order of Registration to the Tokyo Commodity Exchange, Inc. (TOCOM), a Foreign Board of Trade ... Read More
FCA_regulator

FCA released about Alpari (UK) Ltd entered into Special Administration Regime

21/01/2015(0)
With a FAQ, FCA informs what is the Special Administration Regime (SAR)? Why did Alpari (UK) Limited enter the SAR? and other necessary details. FAQs 1. What is the ... Read More
FCA_regulator

FCA fines Reckitt Benckiser

20/01/2015(0)
FCA fines Reckitt Benckiser £539,800 for listing rule failures. FCA has issued a press release today regarding Reckitt Benckiser, stated that: Due inadequate systems and controls to monitor share-dealing by its ... Read More
Broker Cyprus TopFX