Regulators

bundesbank

Bundesbank successfully continues relocate gold

19/01/2015(0)
The Bundesbank successfully continued and further stepped up its transfers of gold last year. In 2014, 120 tonnes of gold were transferred to Frankfurt am Main from storage locations ... Read More
Swiss National Bank

SNB president defends shock move: reaction ‘overdone’

19/01/2015(0)
Reaction to the Swiss National Bank’s (SNB) scrapping of its cap on the value of the Swiss franc has been overdone, the bank’s president Thomas Jordan has said in ... Read More
ESMA logo

ESMA to cooperate with the Hong Kong SFC on CCPs

19/01/2015(0)
The European Securities and Markets Authority (ESMA) and the Hong Kong Securities and Futures Commission (SFC) have concluded a Memorandum of Understanding (MoU). The MoU establishes cooperation arrangements between ... Read More
finma

FINMA issues public warning

19/01/2015(0)
FINMA, the Swiss Financial Markets Supervisory Authority, issues public warning concerning information provided by the following companies: Alpen Asset Management Trust Sàrl, Geneva, API Premiere Swiss Trust AG, Zurich ... Read More
Cyprus Securities and exchange commission (cysec)

CySec requests further information from CIFs after the recent move on Swiss Franc

19/01/2015(0)
The recent move on the Swiss Franc has urgent CySec to ask information from the investment firms under its supervision, on the impact of the move on their business.  ... Read More
SEC

SEC Charges UBS Subsidiary With Disclosure Violations and Other Regulatory Failures in Operating Dark Pool

16/01/2015(0)
The Securities and Exchange Commission today charged a subsidiary of UBS with disclosure failures and other securities law violations related to the operation and marketing of its dark pool. ... Read More
Swiss National Bank

Swiss National Bank press conference on Discontinuation of the minimum exchange rate

15/01/2015(0)
Discontinuation of the minimum exchange rate The Swiss National Bank (SNB) has decided to discontinue the minimum exchange rate ofCHF 1.20 per euro with immediate effect and to cease ... Read More
SEC

SEC Adopts Rules to Increase Transparency in Security-Based Swap Market

15/01/2015(0)
The Securities and Exchange Commission today adopted two new sets of rules that will require security-based swap data repositories (SDRs) to register with the SEC and prescribe reporting and ... Read More
Swiss National Bank

Swiss National Bank discontinues minimum exchange rate and lowers interest rate to –0.75%

15/01/2015(0)
Target range moved further into negative territory The Swiss National Bank (SNB) is discontinuing the minimum exchange rate of CHF 1.20 per euro. At the same time, it is lowering ... Read More
money-indian rupee

India’s central bank cuts key interest rate by quarter point

15/01/2015(0)
The Reserve Bank of India cut its key interest rate Thursday by a quarter percentage point in a surprise move that adds impetus to government efforts to revive Asia’s ... Read More
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