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Regulators

financial-services-malta-mfsa

Maltese regulator tightens Financial Licensing Rules for FX; minimum capital up to €730,000

21/10/2014(0)
The MFSA has issued a notice regarding applicants for a Category 2 or Category 3 Investment Services Licence that would like to carry out online forex trading in terms of the ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: Directive regarding Tied Agents

21/10/2014(0)
The Cyprus Securities and Exchange Commission (CySec) issued an announcement informing those market participants concerned, that, on October 17th 2014, Directive “DI144- 2007-13 of the Cyprus Securities and Exchange Commission ... Read More
FCA_regulator

FCA warning against unauthorised firm

20/10/2014(0)
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “Gilmoore Financial” (www.gilmoore-finance.com). The warning recommends that the public exercises extreme caution when dealing with this ... Read More
ASIC_regulator

ASIC’s Strategic Outlook 2014-15

20/10/2014(0)
ASIC today published its Strategic Outlook for 2014–15. ASIC’s Strategic Outlook sets out the key risks ASIC sees to the markets it regulates, and how ASIC will respond – ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of CIF (Cyprus Investment Firms) licence

20/10/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that the following firms have successfully obtained the CySec licence for CIF (Cyprus Investment Firms): ... Read More
onestopbrokers-Regulators

FCA warning against unauthorised firm

17/10/2014(0)
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “AVA Capital Management” (www.avacapitalmanagement.com). The warning recommends that the public exercises extreme caution when dealing with ... Read More
sec

SEC Charges New York-Based High Frequency Trading Firm With Fraudulent Trading

17/10/2014(0)
The Securities and Exchange Commission sanctioned a New York City-based high frequency trading firm for placing a large number of aggressive, rapid-fire trades in the final two seconds of ... Read More
FCA_regulator

Temporary prohibition of short selling

17/10/2014(0)
The Financial Conduct Authority (FCA) notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of ... Read More
FCA_regulator

FCA warning against unauthorised firms

16/10/2014(0)
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “Omega Trading Limited” (www.omega-trading.co.uk), “International Mergers and Acquisitions Board of Japan” (www.imabjp.org) and “Smith and Jacobs” ... Read More
financial-services-malta-mfsa

MFSA: Surrender of Licence

16/10/2014(0)
Santumas Shareholdings plc, recently requested the Malta Financial Services Authority (MFSA) to accept the surrender of its collective investment scheme licence. The MFSA has accepted the Company’s request. This ... Read More
Broker Cyprus TopFX