Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

Regulators

FCA_regulator

FCA warning against clone firm

04/07/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “BPEFX / BPE” (http://bpefx.com/en/index.asp) is a clone firm, thus, is not permitted ... Read More
asic

ASIC shuts down unlicensed foreign exchange trading

04/07/2014(0)
The Australian Securities and Investments Commission (ASIC) following its strict financial regulatory policy has commenced action in the NSW Supreme Court to stop Vault Market Pty Ltd and its sole ... Read More
fma

Consequences for failing to comply with financial statement filing obligations

03/07/2014(0)
The Financial Markets Authority (FMA) has filed charges against the directors of eight companies that raise funds from the public, for breaches of the Financial Reporting Act (FRA). “Filing ... Read More
ASIC_regulator

New regulation of financial advisers providing tax advice in Australia

03/07/2014(0)
From 1 July 2014, the Tax Practitioners Board (TPB) regulates financial advisers who provide tax (financial) advice services under the Tax Agent Services Act 2009 (Cth) (TASA). Until now, ... Read More
14June_SEC_p36

SEC charges five traders for short selling violations

03/07/2014(0)
The Securities and Exchange Commission (SEC) has charged five traders for committing short selling violations while trading for themselves and Worldwide Capital Inc., a Long Island, N.Y.-based proprietary firm ... Read More
Mario Draghi - ECB

ECB interest rate

03/07/2014(0)
The Governing Council of the European Central Bank (ECB) decided after holding a meeting today, that the interest rate on the main refinancing operations and the interest rates on ... Read More
FCA_regulator

FCA warning against unauthorised firm

03/07/2014(0)
The Financial Conduct Authority (FCA), the British financial regulator, has issued a warning informing the investors that “Cash Saga” (cashsaga.podbean.com) is not permitted to provide any financial services or products. ... Read More
CySEC

CySec imposes administrative fine of €5.000

03/07/2014(0)
The Cyprus Securities and Exchange Commission informs the investors that, at its meeting held on 02.06.2014 , decided to impose the administrative fine of €5.000 in total against “Deloitte ... Read More
Cyprus Securities and exchange commission (cysec)

CySec on regulation for MMFs

02/07/2014(0)
In view of the upcoming discussions to the Council of the European Union, the Cyprus Securities and Exchange Commission (CySec) has published a press release for the attention of ... Read More
esma regulator

ESMA: Short guide for retail investors

01/07/2014(0)
The European Securities and Markets Authority (ESMA) has published a short guide for retail investors explaining the impact of the changes to be made in investor protection under the ... Read More
Broker Cyprus TopFX