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Regulators

FCA_regulator

FCA warning against unauthorised firm

23/06/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that Capital One Forex (www.capitaloneforex.com) is not permitted to provide any financial services ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of Administrative Services Providers (ASP) licence

23/06/2014(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that “CST Trustees Limited” has successfully obtained the CySec licence to operate as Administrative Services Provider ... Read More
Bafin

Regulator Investigates Controls at Deutsche Bank Commodities Unit

20/06/2014(0)
Germany’s top financial regulator recently investigated internal controls at Deutsche Bank AG’s commodities unit, according to a person familiar with the probe. The regulator, BaFin, sent a letter to ... Read More
danskebank denmark

Danske Defeat on Risk Weights Shows Regulatory Supremacy

20/06/2014(0)
As regulators across Europe and the U.S. show signs of caving in to bank industry warnings that new rules risk hurting the economy, Denmark’s watchdog has just won a ... Read More
ASIC_regulator

Australian Directors jailed for breaching director duties

20/06/2014(0)
Australia’s market regulator ASIC, in its effort to keep the financial system secure has sentenced some directors for breaching essential director duties. Therefore, ASIC has published the following press release: ... Read More
cftc

Utah Court Imposes over $44 Million in Sanctions for Commodity Pool Fraud and Misappropriation

20/06/2014(0)
The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court Order requiring Defendants Robert J. Andres of Houston, Texas, his company, Winsome Investment Trust (Winsome), Robert L. Holloway ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: Withdraw of CIF authorisation

20/06/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has issued an announcement that on a meeting held on June 16, 2014 has decided to withdraw ... Read More
FCA_regulator

FCA warning against unauthorised firms

19/06/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or ... Read More
amf

AMF Updates List of Unauthorised Binary Options Providers

18/06/2014(0)
The Autorité des Marchés Financiers (AMF), warns the investors by publishing a new updated list of websites offering binary options trading, for which no authorised investment services provider could ... Read More
regulatory_compliance

Deutsche Bank Japan, SEC Whistleblower, Italy: Compliance

18/06/2014(0)
Deutsche Bank AG’s Japanese securities unit entertained officials from 45 funds that manage public pensions, according to a report obtained by Bloomberg News, signaling that the potentially illegal practice ... Read More
Broker Cyprus TopFX