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Regulators

FCA_regulator

FCA warning against unauthorised firms

14/05/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services ... Read More
FCA_regulator

FCA reviews how fund charges are set out

13/05/2014(0)
The British Financial Conduct Authority (FCA) said today that firms must present their fund charges clearly and consistently, so that retail investors are able to compare charges before making ... Read More
FCA_regulator

FCA warning against unauthorised firm

13/05/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “Nasacrown Credit Union Ltd” is not permitted to provide financial services or ... Read More
regulatory_compliance

Three Signs the Best Days of Private Equity Are Over

12/05/2014(0)
Lest the buyout industry feel left out of the regulatory crackdown that has recently been visited upon hedge funds and major banks, the Securities and Exchange Commission indicated it’s ... Read More
FSMA belgium

FSMA suspends trading permission

12/05/2014(0)
The Financial Services and Markets Authority (FSMA), the Belgian regulatory authority, published in application of the article 34, § 2, paragraph 3, of the law of 2 August 2002 ... Read More
Cyprus Securities and exchange commission (cysec)

CySec information for Cyprus Investment Firms (CIF)

12/05/2014(0)
Cyprus Securities and Exchange Commission (CySec) has issued a press release as follows: As part of the planning of the examinations for certification of persons in accordance with Directive ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of licenses

09/05/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority has announced that “Panglobe Group Limited” and “Midland Consult (Cyprus) Ltd” have successfully obtained the CySec license. They ... Read More
TAX-REFORM-US

Federal Reserve invites comment on proposed rule

09/05/2014(0)
The U.S. Federal Reserve Board on Thursday invited comment on a proposed rulemaking that would implement section 622 of the Dodd-Frank Act, which prohibits a financial company from combining ... Read More
ASIC_regulator

Two men arrested for insider trading and abuse of public office, $7 million restrained

09/05/2014(0)
The Australian Federal Police and Australian Securities and Investments Commission have issued a joint press release as follows: Two men have been arrested by the Australian Federal Police (AFP) ... Read More
FSA logo wall

FSA signs cooperation with the Bank of Thailand

09/05/2014(0)
The Japanese Financial Services Agency (FSA) and the Bank of Thailand signed the Exchange of Letters for Cooperation (EOL) on May 9, 2014. The EOL provides a formal basis ... Read More
Broker Cyprus TopFX