Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

Regulators

TAX-REFORM-US

Federal Reserve invites comment on proposed rule

09/05/2014(0)
The U.S. Federal Reserve Board on Thursday invited comment on a proposed rulemaking that would implement section 622 of the Dodd-Frank Act, which prohibits a financial company from combining ... Read More
ASIC_regulator

Two men arrested for insider trading and abuse of public office, $7 million restrained

09/05/2014(0)
The Australian Federal Police and Australian Securities and Investments Commission have issued a joint press release as follows: Two men have been arrested by the Australian Federal Police (AFP) ... Read More
FSA logo wall

FSA signs cooperation with the Bank of Thailand

09/05/2014(0)
The Japanese Financial Services Agency (FSA) and the Bank of Thailand signed the Exchange of Letters for Cooperation (EOL) on May 9, 2014. The EOL provides a formal basis ... Read More
snapchat-founder

Snapchat settles with US regulators for deceiving users

09/05/2014(0)
Ephemeral messaging service Snapchat has settled with US regulators over charges it deceived users when it promised their messages would disappear. The Federal Trade Commission (FTC) said Snapchat misled ... Read More
FCA_regulator

FCA warning against unauthorised firms

09/05/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services ... Read More
TAX-REFORM-US

SEC Announces Charges and Asset Freeze Against Hedge Fund Advisory Firm

08/05/2014(0)
The U.S. Securities and Exchange Commission has announced fraud charges and an asset freeze against a New York-based investment advisory firm and two executives for distributing falsified performance results ... Read More
european-central-bank_regulator

ECB keeps rates at record-low 0.25%

08/05/2014(0)
The European Central Bank (ECB), has issued a press release on its monetary policy following today’s meeting, which was held in Brussels. The Governing Council of the ECB decided ... Read More
Bank-of-England

Bank of England: rate at 0.50%, QE steady at £375B

08/05/2014(0)
The Bank of England’s Monetary Policy Committee at its meeting today voted to maintain Bank Rate at 0.5%. The Committee also voted to maintain the stock of purchased assets ... Read More
onestopbrokers-Regulators

FCA warning for clone firm

08/05/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “BNY Mellon Wealth Management” is a clone firm thus is not permitted ... Read More
FCA_regulator

FCA warning against unauthorised firms

08/05/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or ... Read More
Broker Cyprus TopFX