The Cyprus Securities and Exchange Commission (CySec) has issued a circular informing, the Cyprus Investment Firms, the Management Companies and the Administrative Services Companies (‘the Regulated Entities) about the publication ... Read More
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that State Street Bank Global Markets International Limited, State Street Global Advisors ... Read More
Northern Trust Corp. (NTRS), the third-biggest independent custody bank, said it received a subpoena from the U.S. Securities and Exchange Commission in April related to the company’s securities lending. ... Read More
Invesco Perpetual (IPE) was fined 18.6 million pounds ($31.3 million) for failing to comply with risk limits or tell clients about the use of derivatives as leverage in their ... Read More
Australian Securities and Investments Commission (ASIC) has cancelled Banksia Mortgages Limited’s (Banksia Mortgages) Australian financial services (AFS) licence. Banksia Mortgages is one of four subsidiaries of the Victoria-based Banksia ... Read More
The U.S. Securities and Exchange Commission (SEC), has charged a former executive with insider trading in advance of eBay’s acquisition of the e-commerce company where he worked by tipping ... Read More
The Solicitors Regulation Authority (SRA) has published its response to the 12-week consultation on changes to the education and training regulations. The consultation was launched in December 2013 and ... Read More
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that: “ING Bank N.V” is the clone of the EAA authorised firm ... Read More
Regulators are stepping up their scrutiny of how gold prices are set, with officials from Britain’s Financial Conduct Authority visiting Societe Generale SA (GLE) to observe the so-called London ... Read More
The Reserve Bank of N.Zealand has issued a press release informing on country’s economy as follows: New Zealand’s economic expansion has considerable momentum, with GDP estimated to have grown ... Read More
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