Regulators

FCA_regulator

FCA warning against unauthorised firms

24/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or ... Read More
FCA_regulator

FCA appoints two new senior advisers focused on competition and investment banking

23/04/2014(0)
The British Financial Conduct Authority (FCA), has issued a press release announcing the appointment of two senior advisers as follows: Martin Wheatley, chief executive of the FCA, said of ... Read More
SFC-logo-office

SFC reprimands and fines The Royal Bank of Scotland PLC $6 million for internal control failings

22/04/2014(0)
The Securities and Futures Commission (SFC) of Hong Kong, has issued a reprimand to The Royal Bank of Scotland Public Limited Company (RBS) and fined it $6 million for ... Read More
asic

Sonray director jailed following $46 million collapse

17/04/2014(0)
The Australian Securities and Investments Commission (ASIC), has issued a press release informing the investors that former sole director of Sonray Capital Markets Pty Ltd (Sonray), Mr Russell Andrew ... Read More
FCA_regulator

FCA warns for clone firm

17/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “United Kingdom Tax Agency/ FIBI BANK PLC UNITED KINGDOM” is not permitted to ... Read More
Cyprus Securities and exchange commission (cysec)

CySec announcement on legal enquiries

16/04/2014(0)
The Cyprus Securities and Exchange Commission (CySec), has issued a press release following its previous announcements of 1.11.2007 and 5.5.2010, and reminding all interested parties that, although it is ... Read More
onestopbrokers-Regulators

CALDB suspends NSW joint liquidator for six months

16/04/2014(0)
The Companies Auditors and Liquidators Disciplinary Board (CALDB) has ordered the suspension of the registration of Mr William James Hamilton as a liquidator for six months following an application ... Read More
asic

ASIC: man pleads guilty to $260,000 fraud

16/04/2014(0)
The Australian Securities and Investments Commission has issued a press release informing the investors that a NSW Central Coast man has pleaded guilty to a $260,000 fraud. William John ... Read More
FCA_regulator

FCA warning for unauthorised firms

16/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services ... Read More
ASIC_regulator

ASIC suspends auditor

16/04/2014(0)
The Australian Securities and Investments Commission (ASIC), has announced the suspension of the registration of Wayne John Wessels, the former auditor of whitegoods distributor Kleenmaid, following a successful application ... Read More
Broker Cyprus TopFX