Regulators

Cyprus Securities and exchange commission (cysec)

CySec: acquisition of licences

11/04/2014(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that the following companies have successfully obtained the CySec licence as ASPs: MMG Trust (Cyprus) ... Read More
TAX-REFORM-US

Exclusive: SEC eyes test that may lead to shift away from ‘dark pools’

11/04/2014(0)
U.S. securities regulators are considering testing a proposed reform that could drive business to major stock exchanges and away from alternative trading venues such as “dark pools” that critics ... Read More
ASIC_regulator

ASIC: Former Portfolio manager pleads guilty to misusing his position

11/04/2014(0)
ASIC has released a warning informing that a former Vanguard Investments Australia Limited portfolio manager pleaded guilty in the Supreme Court of Victoria to making improper use of his ... Read More
asic

Wealth Within Ltd pays $20,400 in penalties over misleading advertising

11/04/2014(0)
ASIC has issued a press released informing that Wealth Within Limited has paid $20,400 in penalties after ASIC issued two infringement notices for misleading online advertisements. The advertisements related ... Read More
FCA_regulator

FCA warning for unauthorised firm

11/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Stover Limited” is not permitted to provide any financial services or products. ... Read More
ASIC_regulator

ASIC obtains orders cancelling 15 million shares held in Northwest Resources Limited

11/04/2014(0)
Following an application by ASIC, the Federal Court of Australia has ordered the cancellation of 15 million shares in ASX-listed Northwest Resources Limited (Northwest) that were held in the ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: regarding new provisions for exposures to directors and shareholders of Cyprus Investment Firms (‘CIFs’)

11/04/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority has announced the following: In the context of establishing effective arrangements and procedures for consultation with the ... Read More
FCA_regulator

FCA warning for unauthorised firm

10/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Edward Evans Group” is not permitted to provide financial services or ... Read More
bank-of-england

Bank of England on bank rate

10/04/2014(0)
The Bank of England’s Monetary Policy Committee at its meeting on 9 April voted to maintain Bank Rate at 0.5%. The Committee also voted to maintain the stock of ... Read More
FCA_regulator

FCA warning for a clone company

09/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “IAF Capital Limited” (http://en.iafcap.com) is the Clone of FCA authorised firm “IAF Capital ... Read More
Broker Cyprus TopFX