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Regulators

onestopbrokers-Regulators

FCA and Bank of England agree Memorandum

18/03/2014(0)
The Financial Conduct Authority (FCA) and the Bank of England, including the Prudential Regulation Authority (PRA), have agreed a Memorandum of Understanding (MoU) that sets out how they co-operate ... Read More
FCA_regulator

FCA warning for unauthorised firm

18/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Riggs Bank Europe Limited” is not permitted to provide financial services or ... Read More
onestopbrokers-Regulators

ASIC fined SuperHelp Australia Pty Ltd

18/03/2014(0)
SuperHelp Australia Pty Ltd (SuperHelp) has paid a $10,200 infringement notice penalty after making potentially misleading statements about the cost of setting up a self-managed superannuation fund (SMSF) using ... Read More
ASIC_regulator

ASIC: suspension of licence

18/03/2014(0)
ASIC, the Australian Securities and Investment Commissions, has cancelled the Australian financial services (AFS) licence of AIE Fiduciary Services Pty Ltd (AIE) following an application by AIE. The application ... Read More
onestopbrokers-Regulators

CySec: Acquisition of licence

18/03/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority has announced that the following companies have successfully obtained the CySec licence: Alecont Group Ltd S&S Mangement ... Read More
Bank of England_regulator

Bank of England: financial report

18/03/2014(0)
The Bank of England has issued a press release of an annual report on the supervision of financial market infrastructures. The report provides an account of how the Bank has ... Read More
ASIC_regulator

ASIC information sheet on audit quality

17/03/2014(0)
ASIC has released information to help directors and audit committees develop robust standards as part of its commitment to improve audit quality. Information Sheet 196 Audit quality: The role ... Read More
cbc_regulator

Announcement of Central Bank of Cyprus

17/03/2014(0)
The Central Bank of Cyprus has issued a press release which clarifies that on February 20, 2014, according to the article 57(1) on the International Mutual Investment Plan Laws ... Read More
FCA_regulator

FCA warning for clone firm

17/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Berenberg Private Banking” is a clone firm of the FCA authorised firm ... Read More
Cyprus Securities and exchange commission (cysec)

Announcement from CySec

17/03/2014(0)
The Cyprus Securities and Exchange Commission (the “Commission”) announces the following, regarding the certification of persons employed by Investment Firms, Credit Institutions, Management Companies and Investment Companies of Variable ... Read More
Broker Cyprus TopFX