Search Results for: SEC
SEC charges Ripple and two executives
December 30th, 2020
The Securities and Exchange Commission announced that it has filed an action against Ripple Labs Inc. and two of its executives, who are also significant security holders, alleging that they raised over $1.3 billion through an unregistered, ongoing digital ...
Information Security Policy: 13 Fantastic Resources
December 17th, 2020
So, you need to write an information security policy. And you’re totally overwhelmed. Where do you start? What do you need? What should it entail? You’re not alone. These are questions that we get a lot. It’s totally understandable. ...
The Cyprus Securities and Exchange Commission warns regarding unregulated entities
December 10th, 2020
The Cyprus Securities and Exchange Commission (‘CySEC’) has issued a warning s to inform investors that the following websites do not belong to an entity which has been granted an authorization for the provision of investment services and/or the ...
Pound climbs as UK business secretary talks Brexit trade deal ‘progress’
November 19th, 2020
The pound has continued to make a steady climb against the US dollar on Wednesday, after the UK business secretary Alok Sharma provided updates on the nation’s “progress” on sealing a Brexit trade deal with the European Union (EU). ...
Bitcoin posts a 66-day consecutive streak above the $10K price range
October 2nd, 2020
The Bitcoin network has achieved a few new milestones during the last week, as the price has remained above the $10k range for a record 66 consecutive days. Meanwhile, the network has surpassed 18.5 million bitcoin issued, as the ...
J.P. Morgan Securities admits to manipulative trading in U.S. Treasuries
September 30th, 2020
The Securities and Exchange Commission announced charges against J.P. Morgan Securities LLC, a broker-dealer subsidiary of JPMorgan Chase & Co., for fraudulently engaging in manipulative trading of U.S. Treasury securities. J.P. Morgan Securities admitted the findings in the SEC’s ...
CySEC announced settlement for €270.000 with a Cyprus Investment Firm
September 29th, 2020
The Cyprus Securities and Exchange Commission («CySEC») has issued an announcement to inform that a settlement has been reached with a Cyprus Investment Firm. CySEC, under article 37(4) of the Cyprus Securities and Exchange Commission Law of 2009, has ...
European stocks fell on Thursday; The biggest sectoral decliners in Europe
September 17th, 2020
European stocks fell from a one-month closing high on Thursday after an underwhelming response to the U.S. Federal Reserve’s pledge to keep interest rates low for a prolonged period. The pan-European STOXX 600 dropped 0.9%, on course to break ...
CySEC decided to reach a settlement with a Cyprus Investment Firm
August 5th, 2020
The Cyprus Securities and Exchange Commission (CySEC) has today issued an announcement to inform about its decision for reaching a settlement with a Cyprus Investment Firm (CIF). With this announcement, CySEC would like to note the following: CySEC, under article ...
Beware! CySEC warns regarding unregulated entities
July 30th, 2020
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement to inform investors that the following websites do not belong to an entity which has been granted an authorization for the provision of investment services and/or the performance of ...
