Search Results for: ADS Securities
The billion-dollar bash – how post-crisis investigation work is changing the way law firms advise banks
April 11th, 2014
With banks setting aside eye-watering sums of money to meet liabilities generated by the fallout from the financial crash, in-house legal departments and law firms are having to rethink their business models. Alex Newman reports By any standards, $23bn ...
CySec: regarding new provisions for exposures to directors and shareholders of Cyprus Investment Firms (‘CIFs’)
April 11th, 2014
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority has announced the following: In the context of establishing effective arrangements and procedures for consultation with the market participants regarding the proposed changes in the national legislation ...
CySec’s announcement
April 4th, 2014
The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform ASP’s (including ASPs whose application is still pending before CySEC) that: 1. Pursuant to article 11(1)(c) of the Law regulating Companies providing Administrative Services and Related Matters of 2012 (‘the ASP ...
CySec: regarding the ASPs obligations for preparing and filing annual/monthly reports and accounts
April 3rd, 2014
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority has announced the following regarding the ASPs obligations for preparing and filing annual/monthly reports and accounts: 1. Pursuant to article 11(1)(c) of the Law regulating Companies providing Administrative ...
Sheryl Sandberg slashes Facebook holdings
April 2nd, 2014
Sheryl Sandberg, Facebook’s number two executive, has shed more than half her stake in the social networking company since its initial public offering less than two years ago, according to an analysis of recent regulatory filings. The series of ...
ASIC: lender pays $30,600 penalty for misleading online advertisements
April 2nd, 2014
Australian Securities and Investments Commission (ASIC), has announced that “Paid International Ltd”, formerly known as First Stop Money Ltd, has paid $30,600 in penalties after ASIC issued three infringement notices for making misleading representations in its online advertisements. The ...
CySec: suspension of Licence authorisation
March 31st, 2014
The Cyprus Securities and Exchange Commission announces the continuity of the suspension of the authorization of the Cyprus Investment Firm, Infina Investments (Cyprus) Limited, with number 099/09 until 21st May2014. The suspension of the authorization is in pursuant to section ...
CySec: Council Regulation
March 31st, 2014
The Cyprus Securities and Exchange Commission (CySec) informs, the Cyprus Investment Firms, the Management Companies and the Administrative Services Companies (‘the Regulated Entities) about the publication in the Official Journal of the European Union of the Council Implementing Regulation ...
Obligations arising under the Auditors and Statutory Audits
March 28th, 2014
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority would like to inform that the obligations arising under the Auditors and Statutory Audits of Annual and Consolidated Accounts Law of 2009, Law.42(I)/2009 (the ‘Law’), as amended, for ...
CySec: consultation by ESMA
March 27th, 2014
The Cyprus Securities and Exchange Commission would like to draw the attention of Issuers with securities admitted to trading on the Cyprus Stock Exchange or any other regulated market, their shareholders and other stakeholders, to the Consultation launched by ...
