Search Results for: SEC
CySec imposed more than 1 million in Administrative Fines on Investment firms in 2016
September 7th, 2016
The Cyprus Securities and Exchange Commission (CySec) has imposed the total of €1,168 million of fines on Cyprus Investment Firms in 2016, till August 31. In this amount is included a settlement made between CySec and a CIF. The biggest fines ...
A new Cyprus Investment Firm licensed by CySec
September 6th, 2016
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has issued an announcement to inform that “CB Capital Business Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firm). The firm is now authorised ...
CySec announced license approval for a new Cyprus Investment Firm
September 6th, 2016
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has issued an announcement to inform that “IGM Forex Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firm). The firm is now authorised to ...
CySec announced two new firms approved as Cyprus Investment Firms
September 5th, 2016
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has issued announcements to inform that “Fenix Capital Markets Trading Ltd“ and “Wonderinterest Trading Ltd” have successfully obtained the CySec licence for CIF (Cyprus Investment Firm). ...
CySec announced Αppointment of the Provisional Liquidator of the company Trademarker (Cyprus) Ltd
September 2nd, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform the following in relation to the company TRADEMARKER (CYPRUS) LTD (the «Company»): Upon the request of the company General Technic Limited, a decree was issued on ...
CommSec pays $700,000 in infringement notice penalties and refunds $1.1 million in brokerage
September 2nd, 2016
Commonwealth Securities Limited (“CommSec”) has paid a total penalty of $700,000 to comply with two infringement notices given to it by the Markets Disciplinary Panel (“MDP”), and has voluntarily refunded $1.1 million in brokerage to more than 25,000 clients. Confirmations: disclosure ...
CySec announced approval of two new Cyprus Investment Firms
September 1st, 2016
Further to the announcement that “TG Traderglobal Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firm), the Cyprus Securities and Commission (CySec) has issued today a new announcemnet to inform that the Commission has also approved the firm ...
Romanian prosecutors hold two local brokers for capital market manipulation
September 1st, 2016
Romanian prosecutors held two brokers for committing several crimes, including capital market manipulation, according to a statement from the Directorate for Investigation of Organized Crime and Terrorism (DIICOT). Stefan Terziu and Andrei Terziu were charged with having created an ...
CySec appproved a new Cyprus Investment Firm
September 1st, 2016
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has issued an announcement to inform that “TG Traderglobal Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firm). The firm is now authorised ...
ESMA Sees Risk Outlook Deteriorate For EU Securities Markets
August 31st, 2016
The European Securities and Markets Authority (ESMA) latest risk report has found that the overall assessment of risk levels in EU markets under its remit remains unchanged. Market and credit risks remain very high – the highest level – while liquidity ...
