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China and Clinton Agree: Traders Should Pay for Canceled Orders

30/12/2015(0)
CSRC rule proposals seen taking effect in as early as 2016 Proposal to levy fees on high cancel rates echoes Clinton plan Chinese securities regulators are preparing some of ... Read More
mt4-options

How Do You Read a Trading Chart?

02/12/2015(0)
  As a beginner you might be feeling a little overwhelmed by the sheer amount of information contained within a trading chart. While it can be relatively easy to ... Read More
stock-exchange-traders

New Rules on Reporting Brokers’ Dismissals to Begin Dec. 12

02/12/2015(0)
New rules significantly shorten the window of time brokerage firms have to report the details of a broker’s departure from their firm — an effort by securities regulators to ... Read More
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SEC Identifies More Alleged Corrupt Brokers in Stock Manipulation Case

05/11/2015(0)
The Securities and Exchange Commission announced it has identified three additional individuals to charge in a penny stock manipulation case the agency filed last year against alleged corrupt brokers ... Read More
SEC- Headquarters

SEC Alerts Investors, Industry on Cybersecurity

04/02/2015(0)
The Securities and Exchange Commission today released publications that address cybersecurity at brokerage and advisory firms and provide suggestions to investors on ways to protect their online investment accounts. ... Read More
Ketchum speaks during the Investment Company Institute's Capital Markets Conference in New York

Wall Street watchdog to pick insider as arbitration head

12/09/2014(0)
The Financial Industry Regulatory Authority has narrowed its search for a new head of its arbitration unit to two of its own long-time officials, according to a person familiar ... Read More
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