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Citic Securities Chinese brokers missing as Beijing crackdown intensifies

08/12/2015(0)
The scandal at Citic has already scuppered a proposed takeover of Russell Investments Two investment bankers from Citic Securities, China’s biggest broker, have gone missing, sparking fresh concerns about ... Read More
stock-exchange-traders

New Rules on Reporting Brokers’ Dismissals to Begin Dec. 12

02/12/2015(0)
New rules significantly shorten the window of time brokerage firms have to report the details of a broker’s departure from their firm — an effort by securities regulators to ... Read More
shanghai stock exchange

China Shares Fall Sharply as Regulators Investigate Brokers

27/11/2015(0)
Chinese officials have ramped up scrutiny of the securities industry Chinese authorities’ investigations into two major Chinese brokerages over suspected violations drove shares in Shanghai sharply lower Friday. The ... Read More
currency-traders

China Said to Ease Control on Brokers’ Proprietary Trading

25/11/2015(0)
Regulator issued notice scrapping net long rule, people say CSRC cancels rules as stock market stabilizes after slump China has canceled a rule requiring brokerages to hold daily net ... Read More
athex--cyprus-stock-exchange

Cyprus and Athens Exchange signed MoU

23/11/2015(0)
An opening bell ceremony, took place on the 20th of November 2015 at the Athens Exchange premises during which, the Chairman of the Cyprus Stock Exchange, Mr. Marios Pilavakis, ... Read More
ubs

Credit Suisse Brokers Decamp for UBS

20/11/2015(0)
Most recent move sees UBS hire Los Angeles team of four advisers who oversaw $1.8 billion UBS Group AG is proving to be an attractive destination for Credit Suisse Group AG’s ... Read More
HKEx-logo

Brokers in push for mutual funds to be added on HKEx platform

19/11/2015(0)
Mutual fund trading platform would bolster Hong Kong as a hub for financial products, brokers say Brokers have urged the Hong Kong Exchanges & Clearing to launch a trading ... Read More
investors

Hedge funds confront impact of financial market regulations and challenges of evolving prime broker relationships

10/11/2015(0)
29% of funds surveyed have experienced prime broker price increases in past year, while 22% anticipate future increases Hedge fund managers seek new asset growth strategies Investments in technology ... Read More
nab-logo

NAB Asset Servicing appoints Citi as global custody provider

05/11/2015(0)
National Australia Bank (NAB) Asset Servicing today announced it has appointed Citi as its global custodian. NAB Group Executive Product & Markets, Antony Cahill, said the appointment of Citi ... Read More
dbs bank

Investor sues DBS over Forex trade case

04/11/2015(0)
She claims bank misled her into buying ‘useless’ options to protect margin positions A Singapore businesswoman, who lost US$6 million (S$8.4 million) in forex trades, has sued DBS Bank, ... Read More
Broker Cyprus TopFX