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brokers

obama

Brokers and Big Oil Fight Obama Rush to Make Rules by May Cutoff

08/03/2016(0)
Rules imposed on or after May 17 have higher risk of repeal Mandates touch on investment advice and workplace safety The Obama administration is in a mad rush to ... Read More
Saxo-Payments

Saxo Bank and CME Group sign content sharing agreement

03/03/2016(0)
​​​​​​​​​​​​​Saxo Bank, the online trading and investment specialist, and CME Group, the world’s leading and most diverse derivatives marketplace, today signed a content-sharing agreement rendering CME Group’s educational materials available ... Read More
Techfinancials logo

TechFinancials opened Hong Kong office to expand B2B services in the Asia Pacific region

29/02/2016(0)
TechFinancials (AIM: TECH), a software developer that supplies simplified trading solutions to online brokers, is pleased to announce that it has opened a new sales office in Hong Kong ... Read More
brokers

Brazil’s Independent Brokers Are Losing Money Like Crazy

16/02/2016(0)
A year ago she was featured in the FORBES as a money manager to watch, but now Fernanda Lima’sbroker-dealer Gradual is in the red. Her firm, one of the largest ... Read More
FSA logo

Japan’s Fsa Warns Against Unauthorized Optionrally, Two Other Binary Options Brokers

11/02/2016(0)
Japan’s financial watchdog, the Financial Services Agency (FSA), included on Wednesday into its alert list binary options brokers LFG Investment, trading as OptionRally, and WorldOptionner Management Office and BizOption Management Office, trading as Bizoption and Worldoption, respectively. ... Read More
lawyers - Law

How Six Brokers Walked Free After Unraveling of U.K. Libor Case

09/02/2016(0)
Witnesses fail to convince, jury acquits local defendants Loss in complex case seen a major setback for regulators The first signs of trouble for prosecutors came about three weeks ... Read More
Monex Group

Monex Group Reports Consolidated Financial Results (IFRS) for December 2015

28/01/2016(0)
Monex Group, Inc. today reported the following monthly consolidated financial results of Monex Group, Inc. for December 2015. The company informs that the figures stated below are un-audited and, ... Read More
finra-hdqrtrs_0

FINRA Sanctions Fidelity Brokerage Services LLC $1 Million for Supervisory Failures

21/12/2015(0)
Firm Failed to Follow Up on Red Flags to Detect or Prevent Theft of Funds From Senior Investors by Fraudster Posing as Fidelity Broker The Financial Industry Regulatory Authority ... Read More
FXCM-logo

FXCM Reports Monthly Metrics

15/12/2015(0)
FXCM Inc. (NYSE:FXCM) announced certain key customer trading metrics for November 2015 for its retail and institutional foreign exchange business. November 2015 Customer Trading Metrics from Continuing Operations Retail ... Read More
brokers

Brokers Warned Not to Steer Clients’ Stock Trades Into Slow Lane

15/12/2015(0)
Brokers have been put on notice: treat your customers’ orders as well as you treat your own. The Financial Industry Regulatory Authority, Wall Street’s self-regulator, recently said firms using ... Read More
Broker Cyprus TopFX