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ubs

UBS Unit to Pay $34 Million in Settlements Over Puerto Rico Bond Funds

30/09/2015(0)
Settlements stem from former broker who had customers invest borrowed money in the funds A unit of UBS Group AG agreed to pay roughly $34 million in settlements with ... Read More
World-currencies

The Next Financial Crisis Won’t be Like the Last One

16/09/2015(0)
It seems increasingly likely the next Global Financial Meltdown will arise in the FX/currency markets. Central banks are like generals: they tend to fight the last war. The Great Financial ... Read More
SaxoBank logo

Saxo Bank uses Interoute’s advanced network to support its multi-asset trading platform

16/09/2015(0)
Award winning trading platform updates currency prices 10 times every second and manages 11 billion dollars of transactions daily. Interoute, owner-operator of one of Europe’s largest networks and a ... Read More
investors

Investors and brokers agree landmark share-dealing code

26/08/2015(0)
The investment industry has taken a major step to improve client returns by agreeing a new code of conduct with brokers to help large share deals complete at the ... Read More
Citic-Securities_new-logo2-(2)

China probing brokers, regulators for possible stock crimes

26/08/2015(0)
Employees of one of China‘s biggest securities firms and one current and one former employee of its market regulator are under investigation on suspicion of illegal stock trading, state ... Read More
finra1

FINRA Bars Former Caldwell Broker for Churning Customer Accounts

10/08/2015(0)
The Financial Industry Regulatory Authority (FINRA) announced today that it has permanently barred Richard Adams, a former registered representative of Caldwell International Securities Corp., from the securities industry for ... Read More
Gold-

Are you brave enough to profit from a collapse in gold?

04/08/2015(0)
If you are, put your money where your mouth is and buy put options OK, gold haters. It’s time to put your money where your mouth is. You think ... Read More
stock market

‘Brokers are educators, not salespeople’

23/07/2015(0)
The Customer Owned Banking Association’s controversial comments about brokers have ignited a debate of a different kind. Michael Teterin, managing director of Sydney brokerage Prosperity Finance, said brokers need to portray ... Read More
Coinfloor logo

Coinfloor Market – world’s first broker based bitcoin marketplace

02/07/2015(0)
Coinfloor announces the launch of Coinfloor Market, the world’s first broker based bitcoin marketplace built on the foundations of Coinfloor Exchange. The goal is to offer UK consumers and retail investors the ... Read More
finra1

FINRA Sends Rebates to Brokers after Record Profits

02/07/2015(0)
While commissions growth has been fairly stagnant over the last few years, Wall Street brokers’ efforts to cut costs have yielded record profits. And now they are getting a ... Read More
Broker Cyprus TopFX