capital markets

fma

AxiCorp derivatives licence suspended

01/08/2019(0)
The Financial Markets Authority (FMA), New Zealand’s government agency responsible for the regulation of capital markets and financial services in New Zealand, has issued today a press release to ... Read More
osc ontario

OSC Publishes Paper on Responsive Market Regulation

26/05/2017(0)
The Ontario Securities Commission (OSC) today released A Framework for Responsive Market Regulation, a paper presented at Oxford University that addresses how Canadian regulators are responding to changes in ... Read More
Broadridge post jan05

Broadridge appoints new President of Investment Management Solutions

02/05/2017(0)
Broadridge Financial Solutions, Inc. (NYSE:BR)announced today that it has appointed Eric Bernstein as President of Broadridge Investment Management Solutions. Broadridge Investment Management Solutions supports more than 225 global hedge ... Read More
At the JV signing ceremony between KIBB and Rakuten Securities a year ago. Read more at http://www.thestar.com.my/business/business-news/2017/04/27/k-and-n-kenanga-group-gets-licence-to-offer-online-brokerage-services/#x0JfCjJZivbGEfje.99

KIBB and Rakuten Securities JV get license to provide online brokerage services in Malaysia

02/05/2017(0)
The path is now clear for the joint-venture company of Kenanga Investment Bank Bhd (KIBB) and Rakuten Securities Inc. to provide online brokerage services in Malaysia. KIBB said on ... Read More
London stock exchange

London Stock Exchange reports gross profit up 17%; Q1 Results

26/04/2017(0)
Strong start to 2017: Q1 total income from continuing operations up 19% to £458.7 million; gross profit (after cost of sales) up 17% Strong results reflect good headline growth ... Read More
Redline Trading Solutions

Order execution solutions provider announced new director of EMEA sales

25/04/2017(0)
Redline Trading Solutions, the premier provider of high-performance market data and order execution systems for automated trading, today announced Patrick Lau as Director of EMEA Sales, operating out of ... Read More
nasdaq

Nasdaq launches FinTech investment program

20/04/2017(0)
Nasdaq (Nasdaq:NDAQ), one of the world’s leading providers of technology and services to the capital markets, announced today the launch of a venture investment program, Nasdaq Ventures,  dedicated to discovering, ... Read More
clearstream

Clearstream Monthly report: ECB’s QE continues to put pressure on securities financing industry

19/04/2017(0)
The European Central Bank’s (ECB) decision to stick to its bond buying program despite strong EU-wide economic growth has damped hopes in the market that interest rates will rise ... Read More
KPMG- office logo

KPMG US removes head of audit for ‘improper’ warnings

12/04/2017(0)
The firm said it learned in late February, from an internal source, that an individual who had joined KPMG from the PCAOB subsequently received confidential information from a then-employee ... Read More
deutsche-borse-logo

Deutsche Börse to launch Sustainable Finance Initiative

21/03/2017(0)
Deutsche Börse will be launching the Sustainable Finance Initiative in Frankfurt. The aim is to establish new interdisciplinary structures for sustainable entrepreneurship along with some 100 of the financial ... Read More
Broker Cyprus TopFX